FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 08/01/2004 |
3. Issuer Name and Ticker or Trading Symbol
MILACRON INC [ MZ ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right-to-buy) | (1) | 02/28/2005 | Common Stock | 1,350 | $20.69 | D | |
Employee Stock Option (right-to-buy) | (2) | 02/14/2006 | Common Stock | 1,800 | $25.75 | D | |
Employee Stock Option (right-to-buy) | (3) | 02/07/2007 | Common Stock | 2,000 | $23.25 | D | |
Employee Stock Option (right-to-buy) | (4) | 02/06/2008 | Common Stock | 2,000 | $27.91 | D | |
Employee Stock Option (right-to-buy) | (5) | 02/05/2009 | Common Stock | 2,200 | $20.09 | D | |
Employee Stock Option (right-to-buy) | (6) | 02/04/2010 | Common Stock | 2,200 | $13 | D | |
Employee Stock Option (right-to-buy) | (7) | 02/09/2011 | Common Stock | 13,000 | $20.09 | D | |
Employee Stock Option (right-to-buy) | (8) | 02/19/2007 | Common Stock | 22,750 | $13.14 | D | |
Phantom Stock Units | (9) | (9) | Common Stock | 110,774.17 | (9) | D |
Explanation of Responses: |
1. The option is exercisable in four equal annual installments beginning 2/28/97. |
2. The option is exercisable in four equal annual installments beginning 2/14/98. |
3. The option is exercisable in four equal annual installments beginning 2/7/99. |
4. The option is exercisable in four equal annual installments beginning 2/6/00. |
5. The option is exercisable in four equal annual installments beginning 2/5/01. |
6. The option is exercisable in four equal annual installments beginning 2/4/02. |
7. The option is exercisable in four equal annual installments beginning 2/9/02. |
8. The option is exercisable in four equal annual installments beginning 2/19/03. |
9. Phantom Stock Units are contingent upon the reporting person's continued employment with Milacron Inc. or its subsidiaries, require no monetary consideration from the reporting person, and, in some cases, are contingent upon the achievement of performance related criteria. Phantom Stock Units relate to the following grants stated in terms of Milacorn Inc. common stock: (i) 7,064.720 shares which vest on 2/12/05; (ii) 6,629.450 shares which vest on 1/1/06 and include 1,600 performance shares which may be forfeited if certain performance criteria is not met; (iii) 35,000 shares which vest on 11/6/06; (iv) 2,080 shares which vest on 2/10/06; and (v) 60,000 shares which vest on 6/11/07 and may be forfeited if certain performance criteria is not met. |
Remarks: |
P. Michelle Bevan | 08/10/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |