0001193125-15-037272.txt : 20150206 0001193125-15-037272.hdr.sgml : 20150206 20150206152534 ACCESSION NUMBER: 0001193125-15-037272 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPO Global Inc CENTRAL INDEX KEY: 0000716778 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251411971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-35469 FILM NUMBER: 15584188 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD STREET 2: NORTH BUILDING SUITE 380 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 8188884380 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD STREET 2: NORTH BUILDING SUITE 380 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: SPO Medical Inc DATE OF NAME CHANGE: 20050427 FORMER COMPANY: FORMER CONFORMED NAME: UNITED DIAGNOSTIC INC DATE OF NAME CHANGE: 19981229 FORMER COMPANY: FORMER CONFORMED NAME: NU TECH BIO MED INC DATE OF NAME CHANGE: 19941121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KCG AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-356-1390 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120822 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120711 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120710 SC 13G 1 d867069dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Initial Filing)

Under the Securities Exchange Act of 1934

 

 

SPO Global Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

78468T107

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No. 78468T107  

 

  1.   

Name of reporting person

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

KCG Americas LLC 22-3660471

  2.  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

    5.    

Sole voting power

 

    451,517

   6.   

Shared voting power

 

    Not applicable

   7.   

Sole dispositive power

 

    451,517

   8.   

Shared dispositive power

 

    Not applicable

  9.  

Aggregate amount beneficially owned by each reporting person

 

    451,517

10.  

Check box if the aggregate amount in Row (9) excludes certain shares*    ¨

 

11.  

Percent of class represented by amount in Row 9

 

7.03% based on outstanding shares reported in the issuer’s 10-Q filed with the SEC for the period ended September 30, 2014.

12.  

Type of reporting person*

 

    BD

 

ITEM 1 (a). Name of Issuer

SPO Global Inc.

 

ITEM 1 (b). Address of Issuer’s Principal Executive Offices

3 Gavish Street, POB 2454, Kfar Saba, Israel

 

ITEM 2 (a). Names of Persons Filing

KCG Americas LLC

 

ITEM 2 (b). Address of principal business office

545 Washington Blvd.,

Jersey City, NJ 07310

 

ITEM 2 (c). Citizenship

Delaware

 

ITEM 2 (d). Title of Class of Securities

Common Stock

 

ITEM 2 (e). CUSIP Number

78468T107

 

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:

 

  (a) x Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

ITEM 4. Ownership

 

  (a) Amount beneficially owned

451,517

 

  (b) Percent of class

7.03 %

 

  (c) Number of shares as to which such person has:

 

(i)    sole power to vote or to direct the vote   
  

451,517

   
(ii)    shared power to vote or to direct the vote   
   Not applicable   
(iii)    sole power to dispose or to direct the disposition of   
  

451,517

   
(iv)    shared power to dispose or to direct the disposition of   
   Not applicable   

 

ITEM 5. Ownership of Five Percent or Less of a Class

Not applicable

 

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

ITEM 8. Identification and Classification of Members of the Group

Not applicable.

 

ITEM 9. Notice of Dissolution of Group

Not applicable.

 

ITEM 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 6, 2015

 

KCG Americas LLC
By:  

/s/    Matthew Levine        

  Matthew Levine
  Director of Compliance