-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QsMl8Wu3sgMj7bLTQGQsovpDwbUSqDYzAD3L9T9BR2DFSbHkzTVN1dlyC2yUSZ4b 99aznbVXeNu4B9C9AkqbXg== 0000950150-98-000615.txt : 19980421 0000950150-98-000615.hdr.sgml : 19980421 ACCESSION NUMBER: 0000950150-98-000615 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980417 ITEM INFORMATION: FILED AS OF DATE: 19980420 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NU TECH BIO MED INC CENTRAL INDEX KEY: 0000716778 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 251411971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-11772 FILM NUMBER: 98597288 BUSINESS ADDRESS: STREET 1: 476 MAIN ST STE 3-DFL CITY: WARWICK STATE: RI ZIP: 02879 BUSINESS PHONE: 4017899995 MAIL ADDRESS: STREET 1: 55 ACCESS RD CITY: WARWICK STATE: RI ZIP: 02886 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED DNA SYSTEMS INC DATE OF NAME CHANGE: 19920703 8-K 1 FORM 8-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 20, 1998 (April 17, 1998) Commission File No. 0-11772 ------- NU-TECH BIO-MED, INC. --------------------- (Exact name of registrant as specified in its charter) Delaware 25-1411971 -------- ---------- (State or other jurisdiction of (IRS Employer Identification No.) incorporation of organization) 476 Main Street, Suite 3-DFL, Wakefield, Rhode Island 02879 - ----------------------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (401) 789-9995 -------------------------------------------- (Former name or former address, if changed since last report.) Page 1 of 3 2 ITEM 5. OTHER EVENTS The Company has been advised, by letter dated April 17, 1998, from The Nasdaq Stock Market, that Nasdaq has commenced proceedings to delist the Company's Common Stock from inclusion in the SmallCap Market of The Nasdaq Stock Market by reason of the inability of the Company to file its Annual Report on Form 10-KSB for the year ended December 31, 1997. The Company has requested a hearing with respect to the delisting proceedings. If the request for a hearing is denied, the Common Stock will be delisted as of the opening of business on April 24, 1998. Even if a hearing is granted, there is no assurance that the Company will be able to maintain the listing of the Common Stock. Commencing April 21, 1998, and pending a final decision concerning delisting, the Company's symbol on Nasdaq will be "NTBME." The inability of the Company to file its Annual Report on Form 10-KSB was occasioned because the audit of the Company's financial statements for the year ended December 31, 1997, has been delayed by reason of a pending change in the Company's independent auditors. Page 2 of 3 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. NU-TECH BIO-MED, INC. By: /s/ J. Marvin Feigenbaum ------------------------ J. Marvin Feigenbaum Chairman of the Board, President, Chief Executive and Chief Financial Officer Dated: April 20, 1998 Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----