-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CjYuXgpKSkfMQAfUHYqMwvybKnC6ysOeBDKpvXdDCmHeuZ26luzvKkAIMqYtPsSD jlcKKRj8EKxMXI/PiuQLYA== 0001047469-99-039044.txt : 19991018 0001047469-99-039044.hdr.sgml : 19991018 ACCESSION NUMBER: 0001047469-99-039044 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991015 GROUP MEMBERS: CHARLES J. WYLY JR. GROUP MEMBERS: WYLY SAMUEL EVANS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING SOFTWARE INC CENTRAL INDEX KEY: 0000716714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 751873956 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35017 FILM NUMBER: 99729478 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149811000 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYLY SAMUEL EVANS CENTRAL INDEX KEY: 0000909761 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRESSWAY STREET 2: LB 31 CITY: DALLAS STATE: TX ZIP: 75206 FORMER COMPANY: FORMER CONFORMED NAME: WYLY SAM DATE OF NAME CHANGE: 19930726 SC 13G 1 SCH-13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) STERLING SOFTWARE, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.10 PER SHARE (Title of Class of Securities) 859547-10-1 (CUSIP Number) SEPTEMBER 29, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) Page 1 of 7 Pages
============================================= =========================================== CUSIP NO. 859547-10-1 13G PAGE 2 OF 7 PAGES ================================================================================================================================== 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SAM WYLY ###-##-#### - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 803,419 -------------------------------------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY -------------------------------------------------------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 2,528,419 -------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,528,419 - ---------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.9% - ---------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ==================================================================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT
============================================= =========================================== CUSIP NO. 859547-10-1 13G PAGE 3 OF 7 PAGES ================================================================================================================================== 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CHARLES J. WYLY, JR. ###-##-#### - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,400,679 -------------------------------------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY -------------------------------------------------------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 2,300,679 -------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,300,679 - ---------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.6% - ---------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ==================================================================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT This initial Schedule 13G is filed jointly by Sam Wyly and Charles J. Wyly, Jr. (together, the "Reporting Persons") and terminates the Reporting Persons' obligations to file amendments to the Schedule 13D previously filed jointly by the Reporting Persons. ITEM 1(a). NAME OF ISSUER: Sterling Software, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 300 Crescent Court, Suite 1200 Dallas, Texas 75201 ITEM 2(a). NAME OF PERSON FILING: Sam Wyly Charles J. Wyly, Jr. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 300 Crescent Court, Suite 1200 Dallas, Texas 75201 ITEM 2(c). CITIZENSHIP: Sam Wyly -- U.S.A. Charles J. Wyly, Jr. -- U.S.A. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.10 per share ITEM 2(e). CUSIP NUMBER: 859547-10-1 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(c), CHECK THIS BOX: /X/ 4 ITEM 4. OWNERSHIP: Sam Wyly: (a) Amount beneficially owned: 2,528,419 (b) Percent of Class: 2.9% (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 803,419 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 2,528,419 (iv) Shared power to dispose or to direct the disposition of: -0- Charles J. Wyly, Jr.: (a) Amount beneficially owned: 2,300,679 (b) Percent of Class: 2.6% (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 1,400,679 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 2,300,679 (iv) Shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. 5 ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 15, 1999. By: /s/ Sam Wyly -------------------------- Sam Wyly /s/ Charles J. Wyly, Jr. -------------------------- Charles J. Wyly, Jr. 7 -----END PRIVACY-ENHANCED MESSAGE-----