0000921895-13-001333.txt : 20130628 0000921895-13-001333.hdr.sgml : 20130628 20130628172257 ACCESSION NUMBER: 0000921895-13-001333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130626 FILED AS OF DATE: 20130628 DATE AS OF CHANGE: 20130628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROWAVE FILTER CO INC /NY/ CENTRAL INDEX KEY: 0000716688 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 160928443 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6743 KINNE ST CITY: E SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154373953 MAIL ADDRESS: STREET 1: 6743 KINNE ST CITY: EAST SYRACUSE STATE: NY ZIP: 13057 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD CAPITAL LLC CENTRAL INDEX KEY: 0001249876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 13941933 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD MANAGEMENT LLC CENTRAL INDEX KEY: 0001164073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 13941934 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: MORNINGSIDE VALUE INVESTORS LLC DATE OF NAME CHANGE: 20011226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARSIER NANOCAP VALUE FUND, LP CENTRAL INDEX KEY: 0001333738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 13941935 BUSINESS ADDRESS: STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC STREET 2: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC STREET 2: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD VALUE FUND LP CENTRAL INDEX KEY: 0001101758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 13941936 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127507117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SONKIN PAUL D CENTRAL INDEX KEY: 0001166432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 13941937 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form405688014_06282013.xml OWNERSHIP DOCUMENT X0306 4 2013-06-26 1 0000716688 MICROWAVE FILTER CO INC /NY/ MFCO 0001166432 SONKIN PAUL D 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 0 1 See explanation of responses 0001101758 HUMMINGBIRD VALUE FUND LP 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 0 1 See explanation of responses 0001333738 TARSIER NANOCAP VALUE FUND, LP 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 0 1 See explanation of responses 0001164073 HUMMINGBIRD MANAGEMENT LLC 145 E. 57TH STREET, 8TH FLOOR NEW YORK NY 10022 0 0 0 1 See explanation of responses 0001249876 HUMMINGBIRD CAPITAL LLC 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 0 1 See explanation of responses Common Stock, $.10 par value 2013-06-26 5 J 0 E 3587 0 A 3587 D Common Stock, $.10 par value 2013-06-26 4 J 0 148178 0 D 0 I Hummingbird Value Fund, L.P. Common Stock, $.10 par value 2013-06-26 4 J 0 200017 0 D 0 I Tarsier Nanocap Value Fund, L.P. This Form 4 is filed jointly by Hummingbird Value Fund, L.P. ("Hummingbird Value"), Tarsier Nanocap Value Fund, L.P. ("Tarsier"), Hummingbird Capital, LLC, Hummingbird Management, LLC and Paul D. Sonkin (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Shares of Common Stock acquired by Mr. Sorkin as a result of pro-rata, in-kind distributions for no additional consideration made by Hummingbird Value and Tarsier to their respective partners. Represents a pro-rata, in-kind distribution, for no additional consideration, by Humingbird Value to its partners. Represents a pro-rata, in-kind distribution, for no additional consideration, by Tarsier to its partners. /s/Paul D. Sonkin 2013-06-28 Hummingbird Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2013-06-28 Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2013-06-28 Hummingbird Management, LLC, By: /s/Paul D. Sonkin, Managing Member 2013-06-28 Tarsier Nanocap Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2013-06-28