0000921895-13-001333.txt : 20130628
0000921895-13-001333.hdr.sgml : 20130628
20130628172257
ACCESSION NUMBER: 0000921895-13-001333
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130626
FILED AS OF DATE: 20130628
DATE AS OF CHANGE: 20130628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MICROWAVE FILTER CO INC /NY/
CENTRAL INDEX KEY: 0000716688
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 160928443
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6743 KINNE ST
CITY: E SYRACUSE
STATE: NY
ZIP: 13057
BUSINESS PHONE: 3154373953
MAIL ADDRESS:
STREET 1: 6743 KINNE ST
CITY: EAST SYRACUSE
STATE: NY
ZIP: 13057
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD CAPITAL LLC
CENTRAL INDEX KEY: 0001249876
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 13941933
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD MANAGEMENT LLC
CENTRAL INDEX KEY: 0001164073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 13941934
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MORNINGSIDE VALUE INVESTORS LLC
DATE OF NAME CHANGE: 20011226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TARSIER NANOCAP VALUE FUND, LP
CENTRAL INDEX KEY: 0001333738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 13941935
BUSINESS ADDRESS:
STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC
STREET 2: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC
STREET 2: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD VALUE FUND LP
CENTRAL INDEX KEY: 0001101758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 13941936
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127507117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SONKIN PAUL D
CENTRAL INDEX KEY: 0001166432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 13941937
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form405688014_06282013.xml
OWNERSHIP DOCUMENT
X0306
4
2013-06-26
1
0000716688
MICROWAVE FILTER CO INC /NY/
MFCO
0001166432
SONKIN PAUL D
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See explanation of responses
0001101758
HUMMINGBIRD VALUE FUND LP
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See explanation of responses
0001333738
TARSIER NANOCAP VALUE FUND, LP
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See explanation of responses
0001164073
HUMMINGBIRD MANAGEMENT LLC
145 E. 57TH STREET, 8TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See explanation of responses
0001249876
HUMMINGBIRD CAPITAL LLC
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See explanation of responses
Common Stock, $.10 par value
2013-06-26
5
J
0
E
3587
0
A
3587
D
Common Stock, $.10 par value
2013-06-26
4
J
0
148178
0
D
0
I
Hummingbird Value Fund, L.P.
Common Stock, $.10 par value
2013-06-26
4
J
0
200017
0
D
0
I
Tarsier Nanocap Value Fund, L.P.
This Form 4 is filed jointly by Hummingbird Value Fund, L.P. ("Hummingbird Value"), Tarsier Nanocap Value Fund, L.P. ("Tarsier"), Hummingbird Capital, LLC, Hummingbird Management, LLC and Paul D. Sonkin (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Shares of Common Stock acquired by Mr. Sorkin as a result of pro-rata, in-kind distributions for no additional consideration made by Hummingbird Value and Tarsier to their respective partners.
Represents a pro-rata, in-kind distribution, for no additional consideration, by Humingbird Value to its partners.
Represents a pro-rata, in-kind distribution, for no additional consideration, by Tarsier to its partners.
/s/Paul D. Sonkin
2013-06-28
Hummingbird Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2013-06-28
Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2013-06-28
Hummingbird Management, LLC, By: /s/Paul D. Sonkin, Managing Member
2013-06-28
Tarsier Nanocap Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2013-06-28