0000921895-12-000556.txt : 20120319
0000921895-12-000556.hdr.sgml : 20120319
20120319125614
ACCESSION NUMBER: 0000921895-12-000556
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090408
FILED AS OF DATE: 20120319
DATE AS OF CHANGE: 20120319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MICROWAVE FILTER CO INC /NY/
CENTRAL INDEX KEY: 0000716688
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 160928443
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6743 KINNE ST
CITY: E SYRACUSE
STATE: NY
ZIP: 13057
BUSINESS PHONE: 3154373953
MAIL ADDRESS:
STREET 1: 6743 KINNE ST
CITY: EAST SYRACUSE
STATE: NY
ZIP: 13057
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD VALUE FUND LP
CENTRAL INDEX KEY: 0001101758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 12699955
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127507117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD MANAGEMENT LLC
CENTRAL INDEX KEY: 0001164073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 12699953
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MORNINGSIDE VALUE INVESTORS LLC
DATE OF NAME CHANGE: 20011226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SONKIN PAUL D
CENTRAL INDEX KEY: 0001166432
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 12699956
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMMINGBIRD CAPITAL LLC
CENTRAL INDEX KEY: 0001249876
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 12699952
BUSINESS ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TARSIER NANOCAP VALUE FUND, LP
CENTRAL INDEX KEY: 0001333738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10976
FILM NUMBER: 12699954
BUSINESS ADDRESS:
STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC
STREET 2: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-7117
MAIL ADDRESS:
STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC
STREET 2: 145 E. 57TH STREET, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
form305688001_03192012.xml
OWNERSHIP DOCUMENT
X0204
3
2009-04-08
0
0000716688
MICROWAVE FILTER CO INC /NY/
MFCO
0001166432
SONKIN PAUL D
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001101758
HUMMINGBIRD VALUE FUND LP
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
1
1
See explanation of responses
0001333738
TARSIER NANOCAP VALUE FUND, LP
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
1
1
See explanation of responses
0001164073
HUMMINGBIRD MANAGEMENT LLC
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001249876
HUMMINGBIRD CAPITAL LLC
575 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common stock, $.10 par value
148178
I
Hummingbird Value Fund, L.P.
Common stock, $.10 par value
200017
I
Tarsier Nanocap Value Fund, L.P.
Common stock, $.10 par value
364792
I
Hummingbird Management, LLC
This Form 3 is filed jointly by Hummingbird Value Fund, L.P. ("Hummingbird Value"), Tarsier Nanocap Value Fund, L.P. ("Tarsier"), Hummingbird Capital, LLC ("Hummingbird Capital"), Hummingbird Management, LLC ("Hummingbird Management") and Paul D. Sonkin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Shares. Each of the Reporting Persons disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.
Shares owned directly by Hummingbird Value. As the general partner of Hummingbird Value, Hummingbird Capital may be deemed to beneficially own the Shares owned directly by Hummingbird Value. As the investment manager of Hummingbird Value, Hummingbird Management may be deemed to beneficially own the Shares owned directly by Hummingbird Value. As the managing member of each of Hummingbird Capital and Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares owned directly by Hummingbird Value.
Shares owned directly by Tarsier. As the general partner of Tarsier, Hummingbird Capital may be deemed to beneficially own the Shares owned directly by Tarsier. As the investment manager of Tarsier, Hummingbird Management may be deemed to beneficially own the Shares owned directly by Tarsier. As the managing member of each of Hummingbird Capital and Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares owned directly by Tarsier.
Shares held in certain accounts managed by Hummingbird Management. As the managing member of Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares held in such managed accounts.
Paul D. Sonkin
2012-03-19
Hummingbird Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2012-03-19
Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2012-03-19
Hummingbird Management, LLC, By: /s/Paul D. Sonkin, Managing Member
2012-03-19
Tarsier Nanocap Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member
2012-03-19