0000921895-12-000556.txt : 20120319 0000921895-12-000556.hdr.sgml : 20120319 20120319125614 ACCESSION NUMBER: 0000921895-12-000556 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090408 FILED AS OF DATE: 20120319 DATE AS OF CHANGE: 20120319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROWAVE FILTER CO INC /NY/ CENTRAL INDEX KEY: 0000716688 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 160928443 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6743 KINNE ST CITY: E SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154373953 MAIL ADDRESS: STREET 1: 6743 KINNE ST CITY: EAST SYRACUSE STATE: NY ZIP: 13057 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD VALUE FUND LP CENTRAL INDEX KEY: 0001101758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 12699955 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127507117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD MANAGEMENT LLC CENTRAL INDEX KEY: 0001164073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 12699953 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: MORNINGSIDE VALUE INVESTORS LLC DATE OF NAME CHANGE: 20011226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SONKIN PAUL D CENTRAL INDEX KEY: 0001166432 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 12699956 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMINGBIRD CAPITAL LLC CENTRAL INDEX KEY: 0001249876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 12699952 BUSINESS ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TARSIER NANOCAP VALUE FUND, LP CENTRAL INDEX KEY: 0001333738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 12699954 BUSINESS ADDRESS: STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC STREET 2: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-7117 MAIL ADDRESS: STREET 1: C/O HUMMINGBIRD MANAGEMENT, LLC STREET 2: 145 E. 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 form305688001_03192012.xml OWNERSHIP DOCUMENT X0204 3 2009-04-08 0 0000716688 MICROWAVE FILTER CO INC /NY/ MFCO 0001166432 SONKIN PAUL D 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001101758 HUMMINGBIRD VALUE FUND LP 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 1 1 See explanation of responses 0001333738 TARSIER NANOCAP VALUE FUND, LP 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 1 1 See explanation of responses 0001164073 HUMMINGBIRD MANAGEMENT LLC 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001249876 HUMMINGBIRD CAPITAL LLC 575 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 0 0 1 0 Common stock, $.10 par value 148178 I Hummingbird Value Fund, L.P. Common stock, $.10 par value 200017 I Tarsier Nanocap Value Fund, L.P. Common stock, $.10 par value 364792 I Hummingbird Management, LLC This Form 3 is filed jointly by Hummingbird Value Fund, L.P. ("Hummingbird Value"), Tarsier Nanocap Value Fund, L.P. ("Tarsier"), Hummingbird Capital, LLC ("Hummingbird Capital"), Hummingbird Management, LLC ("Hummingbird Management") and Paul D. Sonkin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Shares. Each of the Reporting Persons disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein. Shares owned directly by Hummingbird Value. As the general partner of Hummingbird Value, Hummingbird Capital may be deemed to beneficially own the Shares owned directly by Hummingbird Value. As the investment manager of Hummingbird Value, Hummingbird Management may be deemed to beneficially own the Shares owned directly by Hummingbird Value. As the managing member of each of Hummingbird Capital and Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares owned directly by Hummingbird Value. Shares owned directly by Tarsier. As the general partner of Tarsier, Hummingbird Capital may be deemed to beneficially own the Shares owned directly by Tarsier. As the investment manager of Tarsier, Hummingbird Management may be deemed to beneficially own the Shares owned directly by Tarsier. As the managing member of each of Hummingbird Capital and Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares owned directly by Tarsier. Shares held in certain accounts managed by Hummingbird Management. As the managing member of Hummingbird Management, Mr. Sonkin may be deemed to beneficially own the Shares held in such managed accounts. Paul D. Sonkin 2012-03-19 Hummingbird Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2012-03-19 Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2012-03-19 Hummingbird Management, LLC, By: /s/Paul D. Sonkin, Managing Member 2012-03-19 Tarsier Nanocap Value Fund, L.P., By:Hummingbird Capital, LLC, By: /s/Paul D. Sonkin, Managing Member 2012-03-19