10-Q/A 1 mfc10qa1.txt MFC 10-Q/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 FORM 10-Q/A (Amendment No. 1) (Mark one) _X_ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED) For the quarterly period ended_______December 31, 2009__________________________ Commission file number__________________0-10976________________________________ ______________________Microwave Filter Company, Inc____________________________ (Exact name of registrant as specified in its charter) __________New York__________________________16-0928443_________________________ (State or other jurisdiction of incorporation or organization)(I.R.S. Employer Identification No.) _____6743 Kinne Street, East Syracuse, NY________13057________________________ (Address of principal executive offices) (Zip code) Registrant's telephone number including area code____(315) 438-4700_____________ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports, and (2) has been subject to such filing requirements for the past 90 days. YES __X__ NO____ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES ____ NO____ (The Registrant is not yet required to submit Interactive Data) Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company (as defined in Rule 12b-2 of the Exchange Act). Large accelerated filer ______ Accelerated filer ______ Non-accelerated filer ______ (Do not check if smaller reporting company) Smaller reporting company ____X____. Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES ____ NO__X__ Common Stock, $.10 Par Value - 2,592,933 shares outstanding at February 1, 2010. EXPLANATORY NOTE We are filing this Amendment No. 1 on Form 10-Q/A to amend our quarterly report on Form 10-Q for the period ended December 31, 2009, filed with the SEC on February 11, 2010, solely to amend management's internal control report as required by Item 308T of Regulation S-K. As such, our certifications should include the introductory language in paragraph 4 of the certification that refers to the certifying officer's responsibility for establishing and maintaining internal control over financial reporting for the company as well as the language of paragraph 4(b) of Item 601(b)(31) of Regulation S-K. PART II Item 6. EXHIBITS, FINANCIAL STATEMENT SCHEDULES 31.1 Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d- 14(a) of The Securities Exchange Act of 1934 31.2 Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d- 14(a) of The Securities Exchange Act of 1934 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. MICROWAVE FILTER COMPANY, INC. Dated: March 2, 2010 BY: /s/ Carl F. Fahrenkrug Carl F. Fahrenkrug Chief Executive Officer Exhibit Number Description 31.1 Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d- 14(a) of the Securities Exchange Act of 1934 31.2 Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d- 14(a) of the Securities Exchange Act of 1934