-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N21AVZJBgUJQuCRVMjTER1F9oqrLr1n1or0CjWpvF9etQEZ7oIDXEghemqS1X1hR SCob3UovhZM1JxiUJmyZXw== 0000716688-07-000008.txt : 20070425 0000716688-07-000008.hdr.sgml : 20070425 20070425154610 ACCESSION NUMBER: 0000716688-07-000008 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070425 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20070425 DATE AS OF CHANGE: 20070425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MICROWAVE FILTER CO INC /NY/ CENTRAL INDEX KEY: 0000716688 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 160928443 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-10976 FILM NUMBER: 07787544 BUSINESS ADDRESS: STREET 1: 6743 KINNE ST CITY: E SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154373953 MAIL ADDRESS: STREET 1: 6743 KINNE ST CITY: EAST SYRACUSE STATE: NY ZIP: 13057 8-K 1 mfc-8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) 25 April 2007 ------------- Microwave Filter Company, Inc. (Exact Name of Registrant as Specified in Charter) New York 0-10976 16-0928443 - ----------------------------- ----------------------- ------------------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 6743 Kinne Street, East Syracuse, New York 13057 ------------------------------------------------ ---------- (Address of Principal Executive Offices) (Zip Code) (315) 438-4700 -------------- Registrant's telephone number, including area code not applicable ------------------------------------------------------ (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 3.01, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Microwave Filter Company, Inc. (Symbol:MFCO) received a Nasdaq Staff Deficiency Letter on April 20, 2007 indicating that the Company fails to comply with the minimum bid price requirement for continued listing set forth in Marketplace Rule 4310(c)(4). For the last 30 consecutive business days, the bid price of the Company's common stock has closed below the minimum $1.00 per share requirement. NASDAQ Marketplace Rule 4310(c)(8)(D) provides the Company 180 days, or until October 17, 2007, to regain compliance with NASDAQ's minimum bid price requirement. In order to regain compliance, the bid price of the Company's common stock must close at $1.00 per share or more for a minimum of 10 consecutive trading days prior to October 17, 2007. On April 25, 2007, Microwave Filter Company issued a press release, attached to this Current Report on Form 8-K as Exhibit 99.1, reporting that it received the notice. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. 99.1 Press Release dated April 25, 2007 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Microwave Filter Company, Inc. -------------------------------- (Registrant) Date: April 25, 2007 By: /s/ Richard L. Jones ------------------------------------ Richard L. Jones Chief Financial Officer EX-99 3 news042507.pdf EXHIBIT 99 - NEWS RELEASE begin 644 news042507.pdf M)5!$1BTQ+C0*)(JF(MT@Y_!MYR%_)WTL#`Z`;@YZE:,N)5:X",4"C MT')QM#;UVX^AAS@ACI8&!]GY0;O7Z+QL>7A]O76WY M7H7_(BDZ/CA;_7EWZ]%KMQK[T:YVCX`0D!G<=*I8R<'THUPYW0MX?+;U=FV[ MH7="R<&M'0XU#E6W(T2OC%?K%=#FM'O3['7>>X MZQW.$@)O@,#Z!O^^[G8,$!1RI!O(D*S=CL2=T".E^*Q3_>"&4:SW<-?';L<% M/E5UV`H)O"F[[F`2[N1@*6&&T#I`6K?L"83;;7I8&;[J=F0OO1W]^J=R+F%& M4+&7X8"R-'-M23L$"G_?_79K1\(Y`K2[(V2O0+V'H%Y"AA`WN'<'KZKQ'++- M+ZPEC)1M`V6:T_JJD\X'9A^]]L5&K>M')<`^@>/U?[K=?U06K'MCO4^/W[+$ MGNUN_1!Y`$M1KZAUV3MK(K4'J[T,G\.5+=S? M2NJG_T2/Y+=53C'SK0TJLG/OW*`BS>K%=<98U,L*Q+_Z'"F/2U+6TO92SZ2\ MHY3MO1]7X5RPS2#?)'X!FTQ%:LQVK"=*VO1`/5HRH)7HA;?2`K;N@)P![?WZ MQP[0Q4@8O0G/M=$NN#B,!B/D^G6WHV`RA`.RZ06(PX,X01QD]C$>0&BE!2+C MVH;KJ\&NK)+QDOGV<&>]VGT1_OK3=..\>4>"L6CAHERDGPSK>2=U[XW1ZXL. 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Reports Notification from NASDAQ EAST SYRACUSE, NY - Microwave Filter Company, Inc. (Symbol:MFCO) received a Nasdaq Staff Deficiency Letter on April 20, 2007 indicating that the Company fails to comply with the minimum bid price requirement for continued listing set forth in Marketplace Rule 4310(c)(4). For the last 30 consecutive business days, the bid price of the Company's common stock has closed below the minimum $1.00 per share requirement. NASDAQ Marketplace Rule 4310(c)(8)(D) provides the Company 180 days, or until October 17, 2007, to regain compliance with NASDAQ's minimum bid price requirement. In order to regain compliance, the bid price of the Company's common stock must close at $1.00 per share or more for a minimum of 10 consecutive trading days prior to October 17, 2007. Microwave Filter Company, Inc. designs, develops, manufactures and sells electronic filters, both for radio and microwave frequencies, to help process signal distribution and to prevent unwanted signals from disrupting transmit or receive operations. Markets served include cable television, television and radio broadcast, satellite broadcast, mobile radio, commercial communications and defense electronics. Niagara Scientific, Inc., a wholly owned subsidiary, custom designs case packing machines to automatically pack products into shipping cases. Please visit the MFCO web-site for more information at http://www.microwavefilter.com. 6743 Kinne Street, East Syracuse, NY 13057 315-438-4700 800-448-1666 Fax 315-463-1467 -----END PRIVACY-ENHANCED MESSAGE-----