0001550099-14-000010.txt : 20141030 0001550099-14-000010.hdr.sgml : 20141030 20141030160938 ACCESSION NUMBER: 0001550099-14-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141028 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beltzman Daniel Gordon CENTRAL INDEX KEY: 0001550099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 141183353 MAIL ADDRESS: STREET 1: 1350 BROADWAY STREET 2: SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-10-28 0 0000716643 REGIS CORP RGS 0001550099 Beltzman Daniel Gordon 1350 BROADWAY SUITE 2412 NEW YORK NY 10018 1 0 1 0 Common Stock 2014-10-28 4 A 0 5457 0 A 17535.81 D Common Stock 1538941 I By Birch Run Capital Partners, LP Common Stock 5033581 I By Walnut BRC, LP Common Stock 3962648 I By Torch BRC, LP The Reporting Person was awarded a grant of 5,457 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. These securities are held directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectvely, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 1,538,941 shares; Walnut BRC, L.P. is the record owner of 5,033,581 shares; and Torch BRC, L.P. is the record owner of 3,962,648 shares. Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Daniel Beltzman and Gregory Smith are the co-Managers of the General Partners. As owners of the General Partners to the Funds, Messrs. Beltzman and Smith may share in an allocation of the profits of the Funds. Birch Run Capital Advisors, LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. BRC Advisors GP, LLC ("Adviser GP") is the General Partner to the Adviser. Daniel Beltzman and Gregory Smith are the Limited Partners of the Adviser and the Co-Managers of the Adviser GP. The Adviser, the Adviser GP, Daniel Beltzman and Gregory Smith may be deemed to share voting and dispositive power over the reported securities. Each of the Adviser, the Adviser GP, Daniel Beltzman, and Gregory Smith disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that each of the Adviser, the Adviser GP, Daniel Beltzman or Gregory Smith is the beneficial owner of such interests for purposes of Section 16 or any other purpose. /s/ Daniel Beltzman 2014-10-30