0001550099-14-000001.txt : 20140131
0001550099-14-000001.hdr.sgml : 20140131
20140131161206
ACCESSION NUMBER: 0001550099-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140129
FILED AS OF DATE: 20140131
DATE AS OF CHANGE: 20140131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REGIS CORP
CENTRAL INDEX KEY: 0000716643
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 410749934
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 7201 METRO BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55439
BUSINESS PHONE: 9529477777
MAIL ADDRESS:
STREET 1: 7201 METRO BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55439
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birch Run Capital Advisors, LP
CENTRAL INDEX KEY: 0001541457
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12725
FILM NUMBER: 14564929
BUSINESS ADDRESS:
STREET 1: 1350 BROADWAY SUITE 2412
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (212) 433-1980
MAIL ADDRESS:
STREET 1: 1350 BROADWAY SUITE 2412
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER NAME:
FORMER CONFORMED NAME: Birch Run Capital, LLC
DATE OF NAME CHANGE: 20120206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Gregory Howard
CENTRAL INDEX KEY: 0001550336
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12725
FILM NUMBER: 14564930
MAIL ADDRESS:
STREET 1: 1350 BROADWAY
STREET 2: SUITE 2412
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beltzman Daniel Gordon
CENTRAL INDEX KEY: 0001550099
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12725
FILM NUMBER: 14564931
MAIL ADDRESS:
STREET 1: 1350 BROADWAY
STREET 2: SUITE 2412
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-01-29
0
0000716643
REGIS CORP
RGS
0001550099
Beltzman Daniel Gordon
1350 BROADWAY
SUITE 2412
NEW YORK
NY
10018
1
0
1
0
0001550336
Smith Gregory Howard
1350 BROADWAY
SUITE 2412
NEW YORK
NY
10018
0
0
1
0
0001541457
Birch Run Capital Advisors, LP
1350 BROADWAY SUITE 2412
NEW YORK
NY
10018
0
0
1
0
Common Stock
2014-01-29
4
P
0
500145
12.1295
A
4761128
I
By Walnut BRC, LP
Common Stock
2014-01-29
4
P
0
370850
12.158
A
3666369
I
By Torch BRC, LP
Common Stock
2014-01-29
4
P
0
357604
12.1295
A
1295184
I
By Birch Run Capital Partners, LP
Common Stock
2014-01-30
4
P
0
82679
12.208
A
4843807
I
by Walnut BRC, LP
Common Stock
2014-01-30
4
P
0
104065
12.208
A
3770434
I
By Torch BRC, LP
Common Stock
2014-01-30
4
P
0
59116
12.208
A
1354300
I
By Birch Run Capital Partners, LP
Common Stock
2014-01-31
4
P
0
9432
12.4971
A
4853239
I
By Walnut BRC, LP
Common Stock
2014-01-31
4
P
0
11872
12.4971
A
3782306
I
By Torch BRC, LP
Common Stock
2014-01-31
4
P
0
6744
12.4971
A
1361044
I
By Birch Run Capital Partners, LP
Common Stock
12032
D
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.92 to $12.39, inclusive. The Reporting Person undertakes to provide to Regis Corporation, any security holder of Regis Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1, (6) and (7) to this Form 4.
These securities are held directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectively, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 1,361,044 shares; Walnut BRC, L.P. is the record owner of 4,853,239 shares; and Torch BRC, L.P. is the record owner of 3,782,306 shares.
Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Daniel Beltzman and Gregory Smith are the co-Managers of the General Partners. As owners of the General Partners to the Funds, Messrs. Beltzman and Smith may share in an allocation of the profits of the Funds.
Birch Run Capital Advisors, LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. BRC Advisors GP, LLC ("Adviser GP") is the General Partner to the Adviser. Daniel Beltzman and Gregory Smith are the Limited Partners of the Adviser and the Co-Managers of the Adviser GP. The Adviser, the Adviser GP, Daniel Beltzman and Gregory Smith may be deemed to share voting and dispositive power over the reported securities.
Each of the Adviser, the Adviser GP, Daniel Beltzman, and Gregory Smith disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that each of the Adviser, the Adviser GP, Daniel Beltzman, or Gregory Smith is the beneficial owner of such interests for purposes of Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.01 to $12.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.48 to $12.50, inclusive.
Reflects Restricted Stock Units previously granted to Daniel Beltzman, Co-Manager of the Adviser, as compensation for Mr. Beltzman's service on the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one share of RGS common stock.
Daniel Gordon Beltzman
2014-01-31
Gregory Howard Smith
2014-01-31
Birch Run Capital Advisors, LP
2014-01-31