0001550099-14-000001.txt : 20140131 0001550099-14-000001.hdr.sgml : 20140131 20140131161206 ACCESSION NUMBER: 0001550099-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140129 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birch Run Capital Advisors, LP CENTRAL INDEX KEY: 0001541457 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 14564929 BUSINESS ADDRESS: STREET 1: 1350 BROADWAY SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 433-1980 MAIL ADDRESS: STREET 1: 1350 BROADWAY SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER NAME: FORMER CONFORMED NAME: Birch Run Capital, LLC DATE OF NAME CHANGE: 20120206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gregory Howard CENTRAL INDEX KEY: 0001550336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 14564930 MAIL ADDRESS: STREET 1: 1350 BROADWAY STREET 2: SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beltzman Daniel Gordon CENTRAL INDEX KEY: 0001550099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 14564931 MAIL ADDRESS: STREET 1: 1350 BROADWAY STREET 2: SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-29 0 0000716643 REGIS CORP RGS 0001550099 Beltzman Daniel Gordon 1350 BROADWAY SUITE 2412 NEW YORK NY 10018 1 0 1 0 0001550336 Smith Gregory Howard 1350 BROADWAY SUITE 2412 NEW YORK NY 10018 0 0 1 0 0001541457 Birch Run Capital Advisors, LP 1350 BROADWAY SUITE 2412 NEW YORK NY 10018 0 0 1 0 Common Stock 2014-01-29 4 P 0 500145 12.1295 A 4761128 I By Walnut BRC, LP Common Stock 2014-01-29 4 P 0 370850 12.158 A 3666369 I By Torch BRC, LP Common Stock 2014-01-29 4 P 0 357604 12.1295 A 1295184 I By Birch Run Capital Partners, LP Common Stock 2014-01-30 4 P 0 82679 12.208 A 4843807 I by Walnut BRC, LP Common Stock 2014-01-30 4 P 0 104065 12.208 A 3770434 I By Torch BRC, LP Common Stock 2014-01-30 4 P 0 59116 12.208 A 1354300 I By Birch Run Capital Partners, LP Common Stock 2014-01-31 4 P 0 9432 12.4971 A 4853239 I By Walnut BRC, LP Common Stock 2014-01-31 4 P 0 11872 12.4971 A 3782306 I By Torch BRC, LP Common Stock 2014-01-31 4 P 0 6744 12.4971 A 1361044 I By Birch Run Capital Partners, LP Common Stock 12032 D The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.92 to $12.39, inclusive. The Reporting Person undertakes to provide to Regis Corporation, any security holder of Regis Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1, (6) and (7) to this Form 4. These securities are held directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectively, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 1,361,044 shares; Walnut BRC, L.P. is the record owner of 4,853,239 shares; and Torch BRC, L.P. is the record owner of 3,782,306 shares. Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Daniel Beltzman and Gregory Smith are the co-Managers of the General Partners. As owners of the General Partners to the Funds, Messrs. Beltzman and Smith may share in an allocation of the profits of the Funds. Birch Run Capital Advisors, LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. BRC Advisors GP, LLC ("Adviser GP") is the General Partner to the Adviser. Daniel Beltzman and Gregory Smith are the Limited Partners of the Adviser and the Co-Managers of the Adviser GP. The Adviser, the Adviser GP, Daniel Beltzman and Gregory Smith may be deemed to share voting and dispositive power over the reported securities. Each of the Adviser, the Adviser GP, Daniel Beltzman, and Gregory Smith disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that each of the Adviser, the Adviser GP, Daniel Beltzman, or Gregory Smith is the beneficial owner of such interests for purposes of Section 16 or any other purpose. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.01 to $12.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.48 to $12.50, inclusive. Reflects Restricted Stock Units previously granted to Daniel Beltzman, Co-Manager of the Adviser, as compensation for Mr. Beltzman's service on the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one share of RGS common stock. Daniel Gordon Beltzman 2014-01-31 Gregory Howard Smith 2014-01-31 Birch Run Capital Advisors, LP 2014-01-31