0001541457-12-000004.txt : 20121102 0001541457-12-000004.hdr.sgml : 20121102 20121102193532 ACCESSION NUMBER: 0001541457-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gregory Howard CENTRAL INDEX KEY: 0001550336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 121178230 MAIL ADDRESS: STREET 1: 1350 BROADWAY STREET 2: SUITE 2412 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0 0000716643 REGIS CORP RGS 0001550336 Smith Gregory Howard 1350 BROADWAY SUITE 2412 NEW YORK NY 10018 0 0 1 0 Common Stock 2012-10-31 4 P 0 132630 16.3682 A 880210 I By Birch Run Capital Partners, L.P. Common Stock 2012-10-31 4 P 0 510000 16.3682 A 4245983 I By Walnut BRC, L.P. Common Stock 2012-10-31 4 P 0 698051 16.3682 A 2733568 I By Torch BRC, L.P. Common Stock 2012-11-01 4 P 0 26779 16.6534 A 906989 I By Birch Run Capital Partners, L.P. Common Stock 2012-11-01 4 P 0 15000 16.6534 A 4260983 I By Walnut BRC, L.P. Common Stock 2012-11-01 4 P 0 140942 16.6534 A 2874510 I By Torch BRC, L.P. Common Stock 2012-11-02 4 P 0 30591 16.9721 A 937580 I By Birch Run Capital Partners, L.P. Common Stock 2012-11-02 4 P 0 421009 16.9721 A 3295519 I By Torch BRC, L.P. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.01 to $16.65, inclusive. The reporting person undertakes to provide to Regis Corporation, any security holder of Regis Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4. These securities are owned directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectively, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 937,580 shares; Walnut BRC, L.P. is the record owner of 4,260,983 shares; and Torch BRC, L.P. is the record owner of 3,295,519 shares. Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Birch Run Capital, LLC ("Birch") serves as the registered investment adviser to the Funds. Daniel Beltzman and Gregory Smith are the co-Managing Members of Birch Run Capital, LLC and the General Partners. Daniel Beltzman, Gregory Smith, the Funds, Birch and the General Partners may be deemed to share voting and dispositive power over the reported securities. Each of Gregory Smith, Daniel Beltzman, the Funds, Birch, and the General Partners disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that Gregory Smith, Daniel Beltzman, the Funds, Birch or each of the General Partners is the beneficial owner of such interests for purposes of Section 16 or any other purpose. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.45 to $16.70, inclusive. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.50 to $17.25, inclusive. Gregory Smith, Co-managing member of Birch Run Capital, LLC 2012-11-02