-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMjZNCLyj0NXavksR7jQluW815BINPJ3ehXetnTvULc9+iqZKBhnV71iBhDOR8z7 nDeqkC6nZoHh6+aBgp12dw== 0001180991-04-000025.txt : 20041223 0001180991-04-000025.hdr.sgml : 20041223 20041223111835 ACCESSION NUMBER: 0001180991-04-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041222 FILED AS OF DATE: 20041223 DATE AS OF CHANGE: 20041223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 6129477000 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUNIN MYRON D CENTRAL INDEX KEY: 0001180991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 041222872 BUSINESS ADDRESS: BUSINESS PHONE: 952-947-7777 MAIL ADDRESS: STREET 1: 7201 METRO BOULEVARD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-22 0000716643 REGIS CORP RGS 0001180991 KUNIN MYRON D 7201 METRO BOULEVARD MINNEAPOLIS MN 55439 1 1 0 0 Vice Chairman of the Board Common Stock 2004-12-22 4 S 0 8500 45.81 D 1176993 I By corporation Common Stock 118446 D Contract 2004-12-22 4 J 0 60000 A Common Stock 60000 60000 I By corporation On December 22,2004, Curtis Squire Inc. ("CSI"), a corporation the majority of whose voting shares are owned by the Reporting Person, entered into a variable prepaid forward contractl ("VPF Agreement") with an unrelated financial institution (the "Bank") for the sale of 60,000 shares of common stock of the Issuer ("Common Stock"). Pursuant to the VPF Agreement, the Bank on December 22, 2004, sold 60,000 shares of Common Stock into the public market at an average price of $46.2013. Also pursuant to the VPF Agreement, CSI agreed to sell to the Bank the 60,000 shares for an amount equal to the amount received by the Bank for the sale of the Bank's shares (the "Floor Price"), subject to adjustment as provided in the VPF Agreement. The Bank has agreed to make a prepayment to CSI equal to 88.22% of the Floor Price within three days after sale of the Bank's 60,000 shares. The VPF Agreement provides that two years after sale of the Bank's shares (the "Settlement Date"), CSI will deliver to the Bank a number of shares as follows: (a) if the per share price of the Common Stock on the Settlement Date (the "Settlement Price") is equal to or less than the Floor Price, a delivery of 60,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than 120% of the Floor Price (the "Cap Price"), a delivery of shares equal to Floor Price/Settlement Price x 60,000; (c) if the Settlement Price is equal to or greater than the Cap Price, a delivery of shares equal to (Floor Price + Settlement Price - Cap Price)/Settlement Price x 60,000. CSI has delivered 60,000 shares of Common Stock to the Bank as collateral security for CSI's obligations under the VPF Agreement. Bert M. Gross, by power of attorney 2004-12-23 -----END PRIVACY-ENHANCED MESSAGE-----