0000716643-21-000073.txt : 20211109 0000716643-21-000073.hdr.sgml : 20211109 20211109160902 ACCESSION NUMBER: 0000716643-21-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athayde Felipe A CENTRAL INDEX KEY: 0001771305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 211392182 MAIL ADDRESS: STREET 1: 5707 BLUE LAGOON DRIVE CITY: MIAMI STATE: FL ZIP: 33126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 4 1 wf-form4_163649211548844.xml FORM 4 X0306 4 2021-11-05 0 0000716643 REGIS CORP RGS 0001771305 Athayde Felipe A 3701 WAYZATA BLVD. MINNEAPOLIS MN 55416 1 1 0 0 President and CEO Common Stock 2021-11-05 4 A 0 56180 2.76 A 238389 D Common Stock 2021-11-05 4 A 0 159604 0 A 397993 D The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 56,180 shares of RGS common stock under the SPMP. The Reporting Person was awarded a grant of 159,604 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. /s/ Emily A. Donaher, by power of attorney 2021-11-09