0000716643-18-000047.txt : 20180905 0000716643-18-000047.hdr.sgml : 20180905 20180905165543 ACCESSION NUMBER: 0000716643-18-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Laura CENTRAL INDEX KEY: 0001744850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 181055708 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 7201 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439 4 1 wf-form4_153618092735941.xml FORM 4 X0306 4 2018-08-31 0 0000716643 REGIS CORP RGS 0001744850 Alexander Laura 7201 METRO BLVD. MINNEAPOLIS MN 55439 0 1 0 0 SVP, Merchandise Common Stock 2018-08-31 4 F 0 488 21.39 D 7724 D Common Stock 2018-08-31 4 A 0 1851 21.39 A 9575 D Common Stock 2018-08-31 4 A 0 3506 0 A 13081 D Common Stock 2018-08-31 4 A 0 10226 0 A 23307 D Common Stock 2018-08-31 4 A 0 30680 0 A 53987 D The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 1,851 shares of RGS common stock under the SPMP. The Reporting Person was awarded a grant of 3,506 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. The Reporting Person was awarded a grant of 10,226 RSUs. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. The Reporting Person was awarded a grant of 30,680 performance stock units (PSUs). The PSUs will vest on the fifth anniversary of the grant date if and to the extent certain market-based conditions are met during a performance period ending June 30, 2021, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each PSU represents the contingent right to receive one share of RGS common stock upon vesting. /s/ Samuel T. Bickel, by power of attorney 2018-09-05