-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IveiEyHgWv6PYsQg0d+S1iKEuEqqG/aszHuTEKCnyQnds6XLv+UTucAbhNYbiJWO yWobhY2rjmiqg530zeXKhw== 0000935836-03-000295.txt : 20031030 0000935836-03-000295.hdr.sgml : 20031030 20031030173800 ACCESSION NUMBER: 0000935836-03-000295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030328 FILED AS OF DATE: 20031030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACIFIC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001074264 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967631 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS #2530 CITY: LOS ANGELES STATE: CA ZIP: 90067 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS 2530 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMG CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001264689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967634 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 2530 CITY: LOS ANGELES STATE: CA ZIP: 94111 BUSINESS PHONE: 3102012619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACIFIC CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001264691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967635 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: 39TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154619192 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLASER JONATHAN M CENTRAL INDEX KEY: 0001264694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967633 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 2530 CITY: LOS ANGELES STATE: CA ZIP: 94111 BUSINESS PHONE: 3102012619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHTER ROGER CENTRAL INDEX KEY: 0001264695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967632 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: 39TRH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154619192 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID DANIEL ALBERT CENTRAL INDEX KEY: 0001264696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967629 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: 39TRH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154619192 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: READING INTERNATIONAL INC CENTRAL INDEX KEY: 0000716634 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 953885184 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 1825 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213 235 2240 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 1825 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CITADEL HOLDING CORP DATE OF NAME CHANGE: 19941216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMG CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001049347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967630 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 2530 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102012619 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 2530 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER NAME: FORMER CONFORMED NAME: JMG CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19971107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMG TRITON OFFSHORE FUND LTD CENTRAL INDEX KEY: 0001141729 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08625 FILM NUMBER: 03967636 BUSINESS ADDRESS: STREET 1: P O BOX 812 STREET 2: KAY FLAMBOYAN 9 CITY: CURACAO NETHERLANDS ANTILLES STATE: P7 ZIP: 00000 BUSINESS PHONE: 599-9-732-2132 MAIL ADDRESS: STREET 1: C/O CITCO FUND SERVICCES CUROCAS NV STREET 2: CUROCA D NETHERLNADS WEST INDIES CITY: WEST INDIES 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-03-28 0 0000716634 READING INTERNATIONAL INC RDIA RDIB 0001141729 JMG TRITON OFFSHORE FUND LTD CITCO BUILDING, WICKHAMS CAY P.O. BOX 662 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001264691 PACIFIC CAPITAL MANAGEMENT INC 0 0 1 0 0001264689 JMG CAPITAL MANAGEMENT INC 0 0 1 0 0001264694 GLASER JONATHAN M 0 0 1 0 0001264695 RICHTER ROGER 0 0 1 0 0001074264 PACIFIC ASSET MANAGEMENT LLC 1999 AVENUE OF THE STARS 2530 LOS ANGELES CA 90067 0 0 1 0 0001049347 JMG CAPITAL MANAGEMENT LLC 1999 AVENUE OF THE STARS SUITE 2530 LOS ANGELES CA 90067 0 0 1 0 0001264696 DAVID DANIEL ALBERT 0 0 1 0 Class A Non-Voting Common Stock 2003-03-28 4 S 0 1100 4.1918 D 3465494 I See Notes Class A Non-Voting Common Stock 2003-03-31 4 P 0 100 4.2 A 3465594 I See Notes Class A Non-Voting Common Stock 2003-04-03 4 P 0 1200 4.1208 A 3466794 I See Notes Class A Non-Voting Common Stock 2003-04-04 4 P 0 1600 4.1575 A 3468394 I See Notes Class A Non-Voting Common Stock 2003-04-07 4 P 0 400 4.205 A 3468794 I See Notes Class A Non-Voting Common Stock 2003-04-09 4 P 0 4800 4.0142 A 3473594 I See Notes Class A Non-Voting Common Stock 2003-04-10 4 P 0 400 4.13 A 3473994 I See Notes Class A Non-Voting Common Stock 2003-04-11 4 P 0 2400 4.125 A 3476394 I See Notes Class A Non-Voting Common Stock 2003-04-14 4 P 0 6000 4.0283 A 3482394 I See Notes Class A Non-Voting Common Stock 2003-04-15 4 P 0 200 4.15 A 3482594 I See Notes Class A Non-Voting Common Stock 2003-04-21 4 S 0 500 3.95 D 3482094 I See Notes Class A Non-Voting Common Stock 2003-04-25 4 P 0 26559 4.05 A 3482094 I See Notes Class A Non-Voting Common Stock 2003-04-25 4 S 0 26559 4.05 D 3482094 I See Notes Class A Non-Voting Common Stock 2003-04-25 4 P 0 29835 4.05 A 3482094 I See Notes Class A Non-Voting Common Stock 2003-04-25 4 S 0 29835 4.05 D 3482094 I See Notes Class A Non-Voting Common Stock 2003-04-30 4 S 0 500 4.25 D 3481594 I See Notes Class A Non-Voting Common Stock 2003-05-05 4 P 0 3000 4.39 A 3484594 I See Notes Class A Non-Voting Common Stock 2003-05-07 4 P 0 300 4.4 A 3484894 I See Notes Class A Non-Voting Common Stock 2003-05-16 4 P 0 400 4.485 A 3485294 I See Notes Class A Non-Voting Common Stock 2003-05-19 4 P 0 600 4.4033 A 3485894 I See Notes Class A Non-Voting Common Stock 2003-05-20 4 P 0 1900 4.2932 A 3487794 I See Notes Class A Non-Voting Common Stock 2003-05-21 4 P 0 1400 4.2907 A 3489194 I See Notes Class A Non-Voting Common Stock 2003-05-22 4 P 0 1300 4.3731 A 3490494 I See Notes Class A Non-Voting Common Stock 2003-05-23 4 P 0 300 4.59 A 3490794 I See Notes Class A Non-Voting Common Stock 2003-05-23 4 P 0 1700 4.8971 A 3492494 I See Notes Class A Non-Voting Common Stock 2003-05-27 4 P 0 2200 5.0432 A 3494694 I See Notes Class A Non-Voting Common Stock 2003-05-28 4 P 0 400 5.0075 A 3495094 I See Notes Class A Non-Voting Common Stock 2003-05-28 4 S 0 300 5.19 D 3494794 I See Notes Class A Common Preference Stock 2000-04-28 4 P 0 1700 4.32 A 686294 I See Notes Class A Common Preference Stock 2000-05-18 4 P 0 200 3.88 A 686494 I See Notes The reporting persons (the "Reporting Persons") are Pacific Capital Management, Inc., a Delaware corporation ("PCM"), Pacific Assets Management, LLC ("PAM"), an investment adviser registered with the Securities and Exchange Commission (the "SEC") and a Delaware limited liability company, JMG Capital Management, Inc., a California corporation ("JMG Inc."), JMG Capital Management, LLC, also an SEC-registered investment adviser and a Delaware limited liability company ("JMG LLC"), Jonathan M. Glaser, Daniel Albert David, Roger Richter and JMG Triton Offshore Fund, Ltd., an international business company organized under the laws of the British Virgin Islands (the "Fund"). PAM is the investment adviser to the Fund and PCM is a member of PAM. Mr. Glaser, Mr. David and Mr. Richter are control persons of PCM and PAM. JMG LLC is the investment adviser to an investment fund and JMG Inc. is a member of JMG LLC. Mr. Glaser is the control person of JMG Inc. and JMG LLC. PCM, PAM, JMG Inc., JMG LLC, Mr. Glaser, Mr. David and Mr. Richter are filing this Form 4 jointly as a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), but disclaim membership in a group with any other person. The Fund is filing this Form 4 jointly with the other Reporting Persons, but not as a member of a group, and it expressly disclaims membership in a group with any other person. These securities are or were held directly by investment funds of which PAM or JMG LLC is the general partner and/or the investment adviser, including the Fund, for the benefit of their investors, and indirectly by PCM, PAM, JMG Inc., JMG LLC, Mr. Glaser, Mr. David and Mr. Richter. The Reporting Persons, except for the Fund, disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interest therein. The filing of this Form 4 on behalf of the Fund should not be construed as an admission that it is, and it disclaims that it is, the beneficial owner as defined in Rule 13d-3 under the Exchange Act, of any of the securities covered by this Form 4. No client account of PAM or JMG LLC, other than the Fund, holds or ever held more than ten percent of the outstanding shares of any class of securities of the Issuer or any company that was consolidated with the Issuer. These securities were purchased by the Fund from investment funds to which JMG LLC is the investment adviser. Such purchases were executed through a broker not affiliated with any Reporting Person at the prevailing market price at the time of the transaction. Before the reported transactions, these securities were held directly by those investment funds for the benefit of their investors, and indirectly by JMG Inc., JMG LLC and Mr. Glaser. After the transactions reported, these securities were held directly by the Fund for the benefit of its investors, and indirectly by PCM, PAM, Mr. Glaser, Mr. David and Mr. Richter. The total amount of these securities held by all of the Reporting Persons remained unchanged. These are transactions in the securities of Craig Corporation. Craig Corporation and Reading Entertainment, Inc. were consolidated with Citadel Holding Corporation on January 1, 2002 (the "Consolidation"). As part of the Consolidation, Citadel Holding Corporation changed its name to Reading International, Inc. Pacific Capital Management, Inc., by Jonathan M. Glaser, Vice President 2003-10-29 JMG Capital Management, Inc., by Jonathan M. Glaser, Vice President 2003-10-29 Jonathan M. Glaser 2003-10-29 Roger Richter 2003-10-29 Pacific Asset Management, LLC, by by Jonathan M. Glaser, Member Manager 2003-10-29 JMG Capital Management, LLC, by by Jonathan M. Glaser, Member Manager 2003-10-29 Daniel Albert David 2003-10-29 JMG Triton Offshore Fund, Ltd., by Anthony L.M. Inder rieden, Director 2003-10-29 -----END PRIVACY-ENHANCED MESSAGE-----