0001062993-24-012064.txt : 20240606
0001062993-24-012064.hdr.sgml : 20240606
20240606163524
ACCESSION NUMBER: 0001062993-24-012064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240604
FILED AS OF DATE: 20240606
DATE AS OF CHANGE: 20240606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoren Daniel J.
CENTRAL INDEX KEY: 0001864850
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 241025980
MAIL ADDRESS:
STREET 1: C/O GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-04
0000716314
GRAHAM CORP
GHM
0001864850
Thoren Daniel J.
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
President and CEO
0
Common Stock
326266
D
Restricted Stock Units
0
2024-06-04
4
A
0
16628
0
A
Common Stock
16628
16628
D
Restricted Stock Units
0
Common Stock
12177
12177
D
Restricted Stock Units
0
Common Stock
8140
8140
D
These restricted stock units convert into common stock on a one-for-one basis.
These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.
One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
2024-06-06