0001062993-24-012059.txt : 20240606 0001062993-24-012059.hdr.sgml : 20240606 20240606163248 ACCESSION NUMBER: 0001062993-24-012059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240604 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoner Troy A. CENTRAL INDEX KEY: 0001916970 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 241025938 MAIL ADDRESS: STREET 1: C/O GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] ORGANIZATION NAME: 06 Technology IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-04 0000716314 GRAHAM CORP GHM 0001916970 Stoner Troy A. C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 0 0 0 0 Common Stock 13733 D Restricted Stock Units 0 2024-06-04 4 A 0 2934 0 A Common Stock 2934 2934 D Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director. /s/ Christina McLeod, Attorney-in-Fact for Troy A. Stoner 2024-06-06