0001062993-24-011828.txt : 20240604
0001062993-24-011828.hdr.sgml : 20240604
20240604163057
ACCESSION NUMBER: 0001062993-24-011828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240601
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Alan E
CENTRAL INDEX KEY: 0001408288
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 241018637
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-01
0000716314
GRAHAM CORP
GHM
0001408288
Smith Alan E
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
VP & General Manager - Batavia
0
Common Stock
2024-06-01
4
F
0
520
27.05
D
52474
D
Common Stock
2024-06-01
4
F
0
3123
27.05
D
49351
D
Restricted Stock Units
0
Common Stock
3053
3053
D
Restricted Stock Units
0
Common Stock
4749
4749
D
Restricted Stock Units
0
Common Stock
18315
18315
D
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021.
Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021.
These restricted stock units convert into common stock on a one-for-one basis.
Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
2024-06-04