0001062993-24-010887.txt : 20240521 0001062993-24-010887.hdr.sgml : 20240521 20240521163218 ACCESSION NUMBER: 0001062993-24-010887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240517 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thoren Daniel J. CENTRAL INDEX KEY: 0001864850 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 24969919 MAIL ADDRESS: STREET 1: C/O GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] ORGANIZATION NAME: 06 Technology IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-05-17 0000716314 GRAHAM CORP GHM 0001864850 Thoren Daniel J. C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 President and CEO 0 Common Stock 2024-05-17 4 M 0 6088 0 A 334717 D Common Stock 2024-05-17 4 F 0 2202 29.12 D 332515 D Restricted Stock Units 0 2024-05-17 4 M 0 6088 0 D Common Stock 6088 12177 D Restricted Stock Units 0 Common Stock 16280 16280 D These restricted stock units convert into common stock on a one-for-one basis. Includes 2,298 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. /s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren 2024-05-21