0001062993-22-010808.txt : 20220426
0001062993-22-010808.hdr.sgml : 20220426
20220426180724
ACCESSION NUMBER: 0001062993-22-010808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20220426
DATE AS OF CHANGE: 20220426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINES JAMES R
CENTRAL INDEX KEY: 0001249710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 22855720
MAIL ADDRESS:
STREET 1: 11 HILLSIDE PARKWY
CITY: LANCSTER
STATE: NY
ZIP: 14068
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-08-31
1
0000716314
GRAHAM CORP
GHM
0001249710
LINES JAMES R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
Chief Executive Officer
Common Stock
2021-08-31
4
D
0
3268
0
D
185647
D
Common Stock
2021-08-31
4
D
0
9804
0
D
175843
D
Common Stock
2021-08-31
4
D
0
9450
0
D
166393
D
Common Stock
2021-08-31
4
D
0
28348
0
D
138045
D
Common Stock
2021-08-31
4
D
0
13063
0
D
124982
D
Common Stock
2021-08-31
4
D
0
26126
0
D
100502
D
Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards.
Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards.
Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards.
Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards.
Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards.
Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards.
Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
/s/ Jennifer R. Condame, Attorney-in-Fact for James R. Lines
2022-04-26