0001062993-22-010808.txt : 20220426 0001062993-22-010808.hdr.sgml : 20220426 20220426180724 ACCESSION NUMBER: 0001062993-22-010808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20220426 DATE AS OF CHANGE: 20220426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINES JAMES R CENTRAL INDEX KEY: 0001249710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 22855720 MAIL ADDRESS: STREET 1: 11 HILLSIDE PARKWY CITY: LANCSTER STATE: NY ZIP: 14068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-08-31 1 0000716314 GRAHAM CORP GHM 0001249710 LINES JAMES R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 Chief Executive Officer Common Stock 2021-08-31 4 D 0 3268 0 D 185647 D Common Stock 2021-08-31 4 D 0 9804 0 D 175843 D Common Stock 2021-08-31 4 D 0 9450 0 D 166393 D Common Stock 2021-08-31 4 D 0 28348 0 D 138045 D Common Stock 2021-08-31 4 D 0 13063 0 D 124982 D Common Stock 2021-08-31 4 D 0 26126 0 D 100502 D Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards. Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards. Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards. Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards. Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards. Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards. Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan. /s/ Jennifer R. Condame, Attorney-in-Fact for James R. Lines 2022-04-26