0000891839-21-000188.txt : 20210602
0000891839-21-000188.hdr.sgml : 20210602
20210602165602
ACCESSION NUMBER: 0000891839-21-000188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINES JAMES R
CENTRAL INDEX KEY: 0001249710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 21989921
MAIL ADDRESS:
STREET 1: 11 HILLSIDE PARKWY
CITY: LANCSTER
STATE: NY
ZIP: 14068
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-03-31
0000716314
GRAHAM CORP
GHM
0001249710
LINES JAMES R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
Chief Executive Officer
Common Stock
2021-03-31
4
D
0
5813
0
D
159530
D
Common Stock
2021-03-31
4
D
0
9804
0
D
149726
D
Common Stock
2021-06-01
4
A
0
13063
0
A
162789
D
Common Stock
2021-06-01
4
A
0
26126
0
A
188915
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
10894
10894
D
Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award.
Shares forfeited under the terms of Mr. Lines' May 29, 2019 performance-vested restricted stock award.
This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
/s/ Jennifer R. Condame, Attorney-in-Fact for James R. Lines
2021-06-02