0000891839-19-000104.txt : 20190531
0000891839-19-000104.hdr.sgml : 20190531
20190531163151
ACCESSION NUMBER: 0000891839-19-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190529
FILED AS OF DATE: 20190531
DATE AS OF CHANGE: 20190531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice John N
CENTRAL INDEX KEY: 0001742500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 19870886
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-05-29
0000716314
GRAHAM CORP
GHM
0001742500
Rice John N
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
Vice President of Sales
Common Stock
2019-05-29
4
A
0
1988
0
A
6497
D
Common Stock
2019-05-29
4
A
0
3976
0
A
10473
D
Common Stock
2019-05-30
4
F
0
100
20.42
D
10373
D
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
/s/ Jennifer R. Condame, Attorney-in-fact for John N. Rice
2019-05-31