0000891839-18-000064.txt : 20180601
0000891839-18-000064.hdr.sgml : 20180601
20180601163425
ACCESSION NUMBER: 0000891839-18-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINES JAMES R
CENTRAL INDEX KEY: 0001249710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 18875533
MAIL ADDRESS:
STREET 1: 11 HILLSIDE PARKWY
CITY: LANCSTER
STATE: NY
ZIP: 14068
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-30
0000716314
GRAHAM CORP
GHM
0001249710
LINES JAMES R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
President and CEO
Common Stock
2018-05-30
4
A
0
5813
0
A
95720
D
Common Stock
2018-05-30
4
A
0
11626
0
A
107346
D
Common Stock
2018-05-31
4
F
0
848
25.51
D
106498
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
1974
1974
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
3092
3092
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
10894
10894
D
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
This option was previously reported by Mr. Lines.
/s/ Jennifer R. Condame, Attorney-in-fact for James R. Lines
2018-06-01
EX-24
2
attach_1.txt
JAMES R. LINES
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby
makes, constitutes and appoints each of Jeffrey F. Glajch,
Jennifer R. Condame and Christina Sabatino, each acting
individually, as the undersigned's true and lawful
attorney-in-fact, with full power and authority as hereinafter
described on behalf of and in the name, place and stead of
the undersigned to:
(1) prepare, execute, acknowledge, deliver and file any
and all forms including, without limitation, Forms 4
and 5 (including any amendments thereto) with respect to
the securities of Graham Corporation, a Delaware corporation
(the "Company"), with the United States Securities and
Exchange Commission, any national securities exchanges and
the Company, as considered necessary or advisable under
Section 16(a) of the Securities Exchange Act of 1934 and
the rules and regulations promulgated thereunder, as amended
from time to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and
on the undersigned's behalf, information on transactions in
the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release
such information to the undersigned's representative and
approves and ratifies the release of such information; and
(3) perform any and all other acts which, in the discretion of
each attorney-in-fact, are necessary or desirable for and on
behalf of the undersigned in connection with the foregoing.
The undersigned acknowledges that:
(1) this Limited Power of Attorney authorizes, but does
not require, each attorney-in-fact to act in his or her
discretion on information provided to the attorney-in-fact
without independent verification of such information;
(2) any documents prepared and/or executed by any
attorney-in-fact on behalf of the undersigned pursuant
to this Limited Power of Attorney will be in such form and
will contain such information and disclosure as the
attorney-in-fact, in his or her discretion, deems necessary
or desirable;
(3) neither the Company nor any attorney-in-fact
assumes (i) any liability for the undersigned's responsibility
to comply with the requirements of the Exchange Act, (ii) any
liability of the undersigned for any failure to comply with these
requirements, or (iii) any obligation or liability of the
undersigned for profit disgorgement under Section 16(b) of the
Exchange Act; and
(4) this Limited Power of Attorney does not relieve the
undersigned from responsibility for compliance with the
undersigned's obligations under the Exchange Act, including,
without limitation, the reporting requirements under Section
16 of the Exchange Act.
The undersigned hereby gives and grants each attorney-in-fact
named in this Limited Power of Atorney full power and
authority to do and perform each and every act and thing
whatsoever requisite, necessary or appropriate to be done
in and about the foregoing matters as fully to all intents
and purposes as the undersigned might or could do if present,
hereby ratifying all that each attorney-in-fact of, for
and on behalf of the undersigned, shall lawfully do or cause
to be done by virtue of this Limited Power of Attorney.
This Limited Power of Attorney shall remain in effect until
the undersigned is no longer required to file forms under
Section 16(a) of the Exchange Act with respect to the
undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to each attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has signed this Limited
Power of Attorney this 30th day of May, 2018.
/s/ James R. Lines
Signature
James R. Lines
Print Name