0000891839-17-000086.txt : 20170602
0000891839-17-000086.hdr.sgml : 20170602
20170602162002
ACCESSION NUMBER: 0000891839-17-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Alan E
CENTRAL INDEX KEY: 0001408288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 17888236
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-31
0000716314
GRAHAM CORP
GHM
0001408288
Smith Alan E
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
VP & General Manager - Batavia
Common Stock
2017-05-31
4
A
0
2879
0
A
33230
D
Common Stock
2017-05-31
4
A
0
5758
0
A
38988
D
Common Stock
2017-05-31
4
D
0
2616
0
D
36372
D
Common Stock
2017-05-31
4
D
0
3290
0
D
33082
D
Stock Option (Right to Buy)
30.875
2012-05-29
2018-05-29
Common Stock
1114
1114
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
3571
3571
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
3118
3118
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
6059
6059
D
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
Shares forfeited under the terms of Mr. Smith's 5/29/14 performance-vested restricted stock award.
Shares forfeited under the terms of Mr. Smith's 5/28/15 performance-vested restricted stock award.
This option was previously reported by Mr. Smith.
/s/ Alan E. Smith
2017-06-01