0000891839-16-000246.txt : 20160817 0000891839-16-000246.hdr.sgml : 20160817 20160817171145 ACCESSION NUMBER: 0000891839-16-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160816 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Condame Jennifer R CENTRAL INDEX KEY: 0001441494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 161839337 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-08-16 0000716314 GRAHAM CORP GHM 0001441494 Condame Jennifer R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 CAO and Controller Common Stock 2016-08-16 4 M 0 4974 6.90 A 23144 D Common Stock 2016-08-16 4 S 0 4974 18.0988 D 18170 D Common Stock 2506 I See footnote Stock Option (Right to Buy) 6.90 2016-08-16 4 M 0 4974 0 D 2011-05-31 2017-05-31 Common Stock 4974 0 D Stock Option (Right to Buy) 30.875 2012-05-29 2018-05-29 Common Stock 576 576 D Stock Option (Right to Buy) 44.50 2012-07-31 2018-07-31 Common Stock 1000 1000 D Stock Option (Right to Buy) 15.22 2012-05-28 2019-05-28 Common Stock 2678 2678 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 1609 1609 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 3127 3127 D Includes 209 shares acquired under the Graham Corporation Employee Stock Purchase Plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.015 to $18.214. Ms. Condame undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Ms. Condame. /s/ Jennifer R. Condame 2016-08-17