0000891839-16-000246.txt : 20160817
0000891839-16-000246.hdr.sgml : 20160817
20160817171145
ACCESSION NUMBER: 0000891839-16-000246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160816
FILED AS OF DATE: 20160817
DATE AS OF CHANGE: 20160817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Condame Jennifer R
CENTRAL INDEX KEY: 0001441494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 161839337
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-08-16
0000716314
GRAHAM CORP
GHM
0001441494
Condame Jennifer R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
CAO and Controller
Common Stock
2016-08-16
4
M
0
4974
6.90
A
23144
D
Common Stock
2016-08-16
4
S
0
4974
18.0988
D
18170
D
Common Stock
2506
I
See footnote
Stock Option (Right to Buy)
6.90
2016-08-16
4
M
0
4974
0
D
2011-05-31
2017-05-31
Common Stock
4974
0
D
Stock Option (Right to Buy)
30.875
2012-05-29
2018-05-29
Common Stock
576
576
D
Stock Option (Right to Buy)
44.50
2012-07-31
2018-07-31
Common Stock
1000
1000
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
2678
2678
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
1609
1609
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
3127
3127
D
Includes 209 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.015 to $18.214. Ms. Condame undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Ms. Condame.
/s/ Jennifer R. Condame
2016-08-17