0000891839-16-000223.txt : 20160601 0000891839-16-000223.hdr.sgml : 20160601 20160601172325 ACCESSION NUMBER: 0000891839-16-000223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160528 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Alan E CENTRAL INDEX KEY: 0001408288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 161690162 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-28 0000716314 GRAHAM CORP GHM 0001408288 Smith Alan E C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP of Operations Common Stock 2016-05-28 4 F 0 197 18.29 D 32151 D Common Stock 2016-05-29 4 F 0 157 18.29 D 31994 D Common Stock 2016-05-30 4 F 0 176 18.29 D 31818 D Stock Option (Right to Buy) 30.875 2012-05-29 2018-05-29 Common Stock 1114 1114 D Stock Option (Right to Buy) 15.22 2012-05-28 2019-05-28 Common Stock 3571 3571 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 3118 3118 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 6059 6059 D Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. This option was previously reported by Mr. Smith. /s/ Alan E. Smith 2016-06-01