0000891839-16-000222.txt : 20160601 0000891839-16-000222.hdr.sgml : 20160601 20160601171549 ACCESSION NUMBER: 0000891839-16-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160528 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINES JAMES R CENTRAL INDEX KEY: 0001249710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 161690083 MAIL ADDRESS: STREET 1: 11 HILLSIDE PARKWY CITY: LANCSTER STATE: NY ZIP: 14068 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-28 0000716314 GRAHAM CORP GHM 0001249710 LINES JAMES R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 President and CEO Common Stock 2016-05-28 4 F 0 403 18.29 D 94299 D Common Stock 2016-05-29 4 F 0 320 18.29 D 93979 D Common Stock 2016-05-30 4 F 0 349 18.29 D 93630 D Common Stock 5570 I See footnote Stock Option (Right to Buy) 30.875 2012-05-29 2018-05-29 Common Stock 2532 2532 D Stock Option (Right to Buy) 15.22 2012-05-28 2019-05-28 Common Stock 1974 1974 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 3092 3092 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 10894 10894 D Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Mr. Lines. /s/ James R. Lines 2016-06-01