0000891839-16-000222.txt : 20160601
0000891839-16-000222.hdr.sgml : 20160601
20160601171549
ACCESSION NUMBER: 0000891839-16-000222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160528
FILED AS OF DATE: 20160601
DATE AS OF CHANGE: 20160601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINES JAMES R
CENTRAL INDEX KEY: 0001249710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 161690083
MAIL ADDRESS:
STREET 1: 11 HILLSIDE PARKWY
CITY: LANCSTER
STATE: NY
ZIP: 14068
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-05-28
0000716314
GRAHAM CORP
GHM
0001249710
LINES JAMES R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
President and CEO
Common Stock
2016-05-28
4
F
0
403
18.29
D
94299
D
Common Stock
2016-05-29
4
F
0
320
18.29
D
93979
D
Common Stock
2016-05-30
4
F
0
349
18.29
D
93630
D
Common Stock
5570
I
See footnote
Stock Option (Right to Buy)
30.875
2012-05-29
2018-05-29
Common Stock
2532
2532
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
1974
1974
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
3092
3092
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
10894
10894
D
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Mr. Lines.
/s/ James R. Lines
2016-06-01