0000891839-15-000068.txt : 20150601
0000891839-15-000068.hdr.sgml : 20150601
20150601174656
ACCESSION NUMBER: 0000891839-15-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINES JAMES R
CENTRAL INDEX KEY: 0001249710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 15904728
MAIL ADDRESS:
STREET 1: 11 HILLSIDE PARKWY
CITY: LANCSTER
STATE: NY
ZIP: 14068
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-05-28
0000716314
GRAHAM CORP
GHM
0001249710
LINES JAMES R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
1
1
0
0
President and CEO
Common Stock
2015-05-28
4
A
0
3275
0
A
62832
D
Common Stock
2015-05-28
4
A
0
6550
0
A
69382
D
Common Stock
2015-05-28
4
D
0
1998
0
D
67384
D
Common Stock
5570
I
See footnote
Stock Option (Right to Buy)
30.875
2012-05-29
2018-05-29
Common Stock
2532
2532
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
1974
1974
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
3092
3092
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
10894
10894
D
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
Includes 716 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
Shares forfeited under the terms of Mr. Lines's 5/30/12 performance-vested restricted stock award.
Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Mr. Lines.
/s/ James R. Lines
2015-06-01