0000891839-15-000066.txt : 20150601
0000891839-15-000066.hdr.sgml : 20150601
20150601173031
ACCESSION NUMBER: 0000891839-15-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Condame Jennifer R
CENTRAL INDEX KEY: 0001441494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 15904633
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-05-28
0000716314
GRAHAM CORP
GHM
0001441494
Condame Jennifer R
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
CAO and Controller
Common Stock
2015-05-28
4
A
0
860
0
A
11302
D
Common Stock
2015-05-28
4
A
0
1720
0
A
13022
D
Common Stock
2015-05-28
4
D
0
573
0
D
12449
D
Common Stock
2506
I
See footnote
Stock Option (Right to Buy)
7.976
2010-06-01
2016-06-01
Common Stock
500
500
D
Stock Option (Right to Buy)
6.90
2011-05-31
2017-05-31
Common Stock
4974
4974
D
Stock Option (Right to Buy)
30.875
2012-05-29
2018-05-29
Common Stock
576
576
D
Stock Option (Right to Buy)
44.50
2012-07-31
2018-07-31
Common Stock
1000
1000
D
Stock Option (Right to Buy)
15.22
2012-05-28
2019-05-28
Common Stock
2678
2678
D
Stock Option (Right to Buy)
15.25
2013-05-20
2020-05-20
Common Stock
1609
1609
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
3127
3127
D
This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.
Includes 224 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
Shares forfeited under the terms of Ms. Condame's 5/30/12 performance-vested restricted stock award.
Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Ms. Condame.
/s/ Jennifer R. Condame
2015-06-01