0000891839-15-000066.txt : 20150601 0000891839-15-000066.hdr.sgml : 20150601 20150601173031 ACCESSION NUMBER: 0000891839-15-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150528 FILED AS OF DATE: 20150601 DATE AS OF CHANGE: 20150601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Condame Jennifer R CENTRAL INDEX KEY: 0001441494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 15904633 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-28 0000716314 GRAHAM CORP GHM 0001441494 Condame Jennifer R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 CAO and Controller Common Stock 2015-05-28 4 A 0 860 0 A 11302 D Common Stock 2015-05-28 4 A 0 1720 0 A 13022 D Common Stock 2015-05-28 4 D 0 573 0 D 12449 D Common Stock 2506 I See footnote Stock Option (Right to Buy) 7.976 2010-06-01 2016-06-01 Common Stock 500 500 D Stock Option (Right to Buy) 6.90 2011-05-31 2017-05-31 Common Stock 4974 4974 D Stock Option (Right to Buy) 30.875 2012-05-29 2018-05-29 Common Stock 576 576 D Stock Option (Right to Buy) 44.50 2012-07-31 2018-07-31 Common Stock 1000 1000 D Stock Option (Right to Buy) 15.22 2012-05-28 2019-05-28 Common Stock 2678 2678 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 1609 1609 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 3127 3127 D This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Includes 224 shares acquired under the Graham Corporation Employee Stock Purchase Plan. This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Shares forfeited under the terms of Ms. Condame's 5/30/12 performance-vested restricted stock award. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Ms. Condame. /s/ Jennifer R. Condame 2015-06-01