-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jv37eh70ZYzbyfIwckbHGl0indt58+yHdF46AWAvTl8RPIACAjBIzi21i44fY1UG /nTFxUwRbZtVMJcSNxMBtA== 0000929624-97-000546.txt : 19970514 0000929624-97-000546.hdr.sgml : 19970514 ACCESSION NUMBER: 0000929624-97-000546 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970513 SROS: NYSE SROS: PSE GROUP MEMBERS: UNION OIL COMPANY OF CALIFORNIA GROUP MEMBERS: UNOCAL CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOSCO CORP CENTRAL INDEX KEY: 0000074091 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 951865716 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13953 FILM NUMBER: 97602152 BUSINESS ADDRESS: STREET 1: 72 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2039771000 MAIL ADDRESS: STREET 1: 72 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: OIL SHALE CORP DATE OF NAME CHANGE: 19760810 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNOCAL CORP CENTRAL INDEX KEY: 0000716039 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 953825062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2141 ROSECRANS AVE STREET 2: SUITE 4000 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3107267718 SC 13D/A 1 AMENDMENT #1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)/*/ TOSCO CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 891490 30 2 - -------------------------------------------------------------------------------- (CUSIP Number) Joseph A. Householder Union Oil Company of California 2141 Rosecrans Avenue, Suite 4000 El Segundo, CA 90245 Telephone No. (310) 726-7600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 8, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) _____________________ /*/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. Page 2 of 5 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON UNION OIL COMPANY OF CALIFORNIA, A CALIFORNIA CORPORATION 95-1315450 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA CORPORATION - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER -0- OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY --------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON UNOCAL CORPORATION, A DELAWARE CORPORATION 95-3825062 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE CORPORATION - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER -0- OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY --------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 5 This Amendment is filed by and on behalf Union Oil Company of California, a California Corporation ("Union") and Unocal Corporation, a Delaware Corporation ("Unocal"). It amends the Schedule 13D filed by Union and Unocal with the Commission on April 10, 1997 (the "Schedule 13D") for 14,092,482 shares (the "Shares") of Common Stock of Tosco Corporation ("Tosco") held by Union and Unocal. On May 8, 1997, Tosco repurchased the Shares. Capitalized terms not defined herein have the meaning ascribed to them in the Schedule 13D. Only those items amended are reported herein. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER ------------------------------------ Item 5 of the Schedule 13D is hereby amended and restated in full as follows: A. Union ----- 1. Amount Beneficially Owned: -0- Percent of Class: 0% 2. a. Sole power to vote or to direct vote: -0- b. Shared power to vote or to direct vote: -0- c. Sole power to dispose or to direct the disposition: -0- d. Shared power to dispose or to direct the disposition: -0- 3. On May 8, 1997, Tosco repurchased the Shares from Union for aggregate consideration of $393,708,062.52, which was computed as follows: 1,750,000 shares at $27.23625 per share and 12,342,482 shares at $28.036875 per share. The repurchase was effected by delivery by wire transfer of cash to Union upon receipt by Tosco of the certificate representing the Shares. 4. Not applicable. 5. As of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the Common Stock of Tosco. B. Unocal ------ 1. Amount Beneficially Owned: -0- Percent of Class: 0% 2. a. Sole power to vote or to direct vote: -0- b. Shared power to vote or to direct vote: -0- c. Sole power to dispose or to direct the disposition: -0- d. Shared power to dispose or to direct the disposition: -0- 3. See Item 5A(3) above. 4. See Item 5A(4) above. 5. See Item 5A(5) above. ITEM 7 MATERIALS TO BE FILED AS EXHIBITS --------------------------------- Exhibit A Agreement of Joint Filing Exhibit B* Stock Purchase and Shareholder Agreement, dated as of January 15, 1997, by and between Tosco Corporation and Union Oil Company of California, together with form of Supplement No. 1 thereto (incorporated by reference to Exhibit 2.2 to Unocal's Current Report on Form 8-K dated December 16, 1996, and filed January 3, 1997, File No. 1- 8483). Exhibit C* Amendment No. 1 and Supplement, dated as of March 31, 1997, to Stock Purchase and Shareholder Agreement, dated as of January 15, 1997, by and between Tosco Corporation and Union Oil Company of California. *Incorporated by reference to the Schedule 13D. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 13, 1997 UNOCAL CORPORATION UNION OIL COMPANY OF CALIFORNIA By: /s/ Joseph A. Householder -------------------------- Joseph A. Householder Vice President, Tax EXHIBIT INDEX ------------- Exhibit - ------- Exhibit A Agreement of Joint Filing Exhibit B* Stock Purchase and Shareholder Agreement, dated as of January 15, 1997, by and between Tosco Corporation and Union Oil Company of California, together with form of Supplement No. 1 thereto (incorporated by reference to Exhibit 2.2 to Unocal's Current Report on Form 8-K dated December 16, 1996, and filed January 3, 1997, File No. 1-8483). Exhibit C* Amendment No. 1 and Supplement, dated as of March 31, 1997, to Stock Purchase and Shareholder Agreement, dated as of January 15, 1997, by and between Tosco Corporation and Union Oil Company of California. *Incorporated by reference to the Schedule 13D. EX-99.A 2 AGREEMENT OF JOINT FILING EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934 the statement dated May 13, 1997, containing the information required by Schedule 13D. As of the date hereof, neither Unocal Corporation nor Union Oil Company of California owns any shares of Common Stock of Tosco Corporation. Dated May 13, 1997 UNOCAL CORPORATION UNION OIL COMPANY OF CALIFORNIA By:/s/ Joseph A. Householder ------------------------- Joseph A. Householder Vice President, Tax -----END PRIVACY-ENHANCED MESSAGE-----