-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRxTf3c74d6tEm0lMKFCW1D+yVJHtVEVhhR/qYcadWZUJMJG4uj8rn/4bu+AumkY Bn6BBN/mpeOn0FhXTN1v1w== 0000898822-05-000287.txt : 20050407 0000898822-05-000287.hdr.sgml : 20050407 20050407121826 ACCESSION NUMBER: 0000898822-05-000287 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050407 DATE AS OF CHANGE: 20050407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNOCAL CORP CENTRAL INDEX KEY: 0000716039 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 953825062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0901 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08483 FILM NUMBER: 05738605 BUSINESS ADDRESS: STREET 1: 2141 ROSECRANS AVE STREET 2: STE 4000 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3107267600 MAIL ADDRESS: STREET 1: 2141 ROSECRANS AVE STREET 2: STE 4000 CITY: EL SEGUNDO STATE: CA ZIP: 90245 8-A12B/A 1 apr6_8a.txt FORM 8-A/A FORM 8-A/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNOCAL CORPORATION (Exact Name of Registrant as Specified in its Charter) DELAWARE 95-3825062 (State of Incorporation or Organization) (IRS Employer Identification No.) 2141 ROSECRANS AVENUE 90245 SUITE 4000 (Zip Code) EL SEGUNDO, CALIFORNIA (Address of Principal Executive Offices) SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: NAME OF EACH EXCHANGE ON WHICH TITLE OF EACH CLASS TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED --------------------------------------- ------------------------------ Preferred Share Purchase Rights New York Stock Exchange, Inc. If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box: [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d) (2), please check the following box: [ ] Securities Act registration statement file number to which this relates (if applicable): N/A SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: NONE (TITLE OF CLASS) The undersigned registrant hereby amends its registration statement on Form 8-A filed with the Securities and Exchange Commission on January 6, 2000. ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. Item 1 to the Registration Statement on Form 8-A filed with the Securities and Exchange Commission on January 6, 2000, by the undersigned registrant is hereby amended by adding to the last paragraph of such Item the following: AMENDMENT Unocal Corporation, a Delaware corporation ("Unocal"), ChevronTexaco Corporation, a Delaware corporation ("ChevronTexaco") and Blue Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of ChevronTexaco ("Merger Sub"), entered into an Agreement and Plan of Merger, dated as of April 4, 2005 (the "Merger Agreement") providing for the acquisition of Unocal by ChevronTexaco through a merger of Unocal with and into Merger Sub (the "Merger"). In connection with the Merger, Unocal and Mellon Investor Services LLC have entered into an Amendment on April 4, 2005 (the "Rights Agreement Amendment") to the Rights Agreement, dated as of January 6, 2000, between Unocal and Mellon Investor Services LLC (formerly ChaseMellon Shareholder Services, L.L.C.) as Rights Agent (the "Rights Agreement"). The Rights Agreement Amendment is attached as Exhibit 4.2 hereto. ITEM 2. EXHIBITS. 4.1 Rights Agreement, dated as of January 5, 2000, between Unocal and ChaseMellon Shareholder Services, L.L.C., as Rights Agent (incorporated by reference to Exhibit 4 to Unocal's 8-A12B dated January 6, 2000, File No. 1-8483), as amended by (1) Amendment to Rights Agreement, dated as of March 27, 2002 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated March 27, 2002, File No. 1-8483); (2) Amendment No. 2 to Rights Agreement, dated as of August 2, 2002 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated August 2, 2002, File No. 1-8483); and (3) Amendment No. 3 to Rights Agreement, dated as of April 1, 2003 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated April 1, 2003, File No. 1-8483). 4.2 Amendment No. 4 to Rights Agreement, dated as of April 4, 2005, by and between Unocal and Mellon Investor Services LLC, successor to ChaseMellon Shareholder Services, L.L.C. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. UNOCAL CORPORATION Dated: April 7, 2005 By: /s/ Terry G. Dallas --------------------------- Name: Terry G. Dallas Title: Executive Vice President and Chief Financial Officer EXHIBIT LIST 4.1 Rights Agreement, dated as of January 5, 2000, between Unocal and ChaseMellon Shareholder Services, L.L.C., as Rights Agent (incorporated by reference to Exhibit 4 to Unocal's 8-A12B dated January 6, 2000, File No. 1-8483), as amended by (1) Amendment to Rights Agreement, dated as of March 27, 2002 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated March 27, 2002, File No. 1-8483); (2) Amendment No. 2 to Rights Agreement, dated as of August 2, 2002 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated August 2, 2002, File No.1-8483); and (3) Amendment No. 3 to Rights Agreement, dated as of April 1, 2003 (incorporated by reference to Exhibit 10 to Unocal's Current Report on Form 8-K dated April 1, 2003, File No. 1-8483). 4.2 Amendment No. 4 to Rights Agreement, dated as of April 4, 2005, by and between Unocal and Mellon Investor Services LLC. EX-4 2 amndmnt4.txt EXHIBIT 4.2, AMENDMENT TO RIGHTS AGREEMENT AMENDMENT NO. 4 TO RIGHTS AGREEMENT AMENDMENT NO. 4 TO RIGHTS AGREEMENT (this "AMENDMENT"), dated as of April 4, 2005, to the Rights Agreement, dated January 5, 2000, as amended (the "RIGHTS AGREEMENT"), by and between the Unocal corporation, a Delaware corporation, and Mellon Investor Services LLC, a New Jersey limited liability company, as Rights Agent (the "RIGHTS AGENT"). RECITALS WHEREAS, the Company and the Rights Agent have heretofore executed and entered into the Rights Agreement; WHEREAS, the Company and the Rights Agent have heretofore executed and entered into the Amendment to Rights Agreement, dated March 27, 2002, the Amendment No. 2 to Rights Agreement, dated August 2, 2002 and Amendment No. 3 to Rights Agreement, dated April 1, 2003; WHEREAS, ChevronTexaco Corporation ("CHEVRONTEXACO"), a Delaware corporation, Blue Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of ChevronTexaco (the "MERGER SUB") and Unocal Corporation, a Delaware corporation (the "COMPANY") propose to enter into an Agreement and Plan of Merger ("MERGER AGREEMENT") pursuant to which the Company will merge with and into Merger Sub (the "MERGER"), with the Company as the surviving corporation; WHEREAS, the Board of Directors of the Company has approved the Merger Agreement; WHEREAS, pursuant to Section 27 of the Rights Agreement, from time to time the Company may, and the Rights Agent shall if the Company so directs, from time to time supplement and amend the Rights Agreement; WHEREAS, the Board of Directors of the Company has determined that an amendment to the Rights Agreement as set forth herein is necessary and desirable in connection with the foregoing and the Company and the Rights Agent desire to evidence such amendment in writing; and WHEREAS, all acts and things necessary to make this Amendment a valid agreement, enforceable according to its terms have been done and performed, and the execution and delivery of this Amendment by the Company and the Rights Agent have been in all respects duly authorized by the Company and the Rights Agent. NOW, THEREFORE, the Company and the Rights Agent hereby amend the Rights Agreement as follows: A. AMENDMENT OF SECTION 1. Section 1 of the Rights Agreement is hereby amended and supplemented to add the following definitions in the appropriate alphabetical locations: "ChevronTexaco" shall mean ChevronTexaco Corporation, a corporation organized under the laws of Delaware. "Merger Sub" shall mean Blue Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of ChevronTexaco. "Merger" shall mean the "Merger" as such term is defined in the Merger Agreement. "Merger Agreement" shall mean the Agreement and Plan of Merger, dated as of April 4, 2005, by and between the Company, ChevronTexaco and Merger Sub, as it may be amended from time to time. B. AMENDMENT OF THE DEFINITION OF "ACQUIRING PERSON". The definition of "Acquiring Person" in Section 1 of the Rights Agreement is hereby amended and supplemented by adding the following sentence at the end thereof: "Notwithstanding anything in this Rights Agreement to the contrary, neither ChevronTexaco, Merger Sub, nor any of their Affiliates or Associates shall be deemed to be an Acquiring Person as a result, directly or indirectly, of (i) the approval, execution, delivery or performance of the Merger Agreement, (ii) the consummation of the Merger or any other transaction contemplated by the Merger Agreement or (iii) the public announcement of any of the foregoing." C. AMENDMENT OF THE DEFINITION OF "DISTRIBUTION DATE". The definition of "Distribution Date" in Section 3(a) of the Rights Agreement is hereby amended and supplemented by adding the following proviso immediately after the words "the earlier of such dates being herein referred to as the "Distribution Date" in the fourth parenthetical in Section 3(a): "Notwithstanding anything in this Rights Agreement to the contrary, a Distribution Date shall not be deemed to have occurred solely as the result, directly or indirectly, of (i) the approval, execution, delivery or performance of the Merger Agreement, (ii) the consummation of the Merger or any other transaction contemplated by the Merger Agreement or (iii) the public announcement of any of the foregoing." D. AMENDMENT OF THE DEFINITION OF "SHARES ACQUISITION DATE". The definition of "Shares Acquisition Date" in Section 1 of the Rights Agreement is hereby amended and supplemented by adding the following sentence at the end thereof: "Notwithstanding anything in this Rights Agreement to the contrary, a Shares Acquisition Date shall not be deemed to have occurred solely as the result directly or indirectly, of (i) the approval, execution, delivery or performance of the Merger Agreement, (ii) the consummation of the Merger or any other transaction contemplated by the Merger Agreement or (iii) the public announcement of any of the foregoing." -2- E. AMENDMENT OF SECTION 3. Section 3 of the Rights Agreement is hereby amended and supplemented by adding the following sentence at the end thereof as a new Section 3(d): "Nothing in this Rights Agreement shall be construed to give any holder of Rights or any other Person any legal or equitable rights, remedies or claims under this Rights Agreement by virtue of (i) the approval, execution, delivery or performance of the Merger Agreement, (ii) the consummation of the Merger or any other transaction contemplated by the Merger Agreement or (iii) the public announcement of any of the foregoing." F. AMENDMENT OF SECTION 7(A). Section 7(a) of the Rights Agreement is hereby amended and supplemented by deleting "(i) the close of business on January 29, 2010 (the "Final Expiration Date")" and replacing it with the following: "(i) the earlier of (x) the close of business on January 29, 2010 and (y) immediately prior to the Effective Time (as defined in the Merger Agreement) (such earlier date, the "Final Expiration Date")" G. EFFECTIVENESS. This Amendment shall be deemed effective as of the date first written above, as if executed on such date. Except as specifically amended by this Amendment, all other terms and conditions of the Rights Agreement shall remain in full force and effect and are hereby ratified and confirmed. H. MISCELLANEOUS. This Amendment shall be deemed to be a contract made under the laws of the State of Delaware and for all purposes shall be governed by and construed in accordance with the laws of such State applicable to contracts to be made and performed entirely within such State; PROVIDED, HOWEVER, that all provisions regarding the rights, duties and obligations of the Rights Agent shall be governed by and construed in accordance with the laws of the State of New York and applicable to contracts made and performed entirely within such state. This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed an original, and all such counterparts shall together constitute but one and the same instrument. If any provision, covenant or restriction of this -3- Amendment is held by a court of competent jurisdiction or other authority to be invalid, illegal or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment shall remain in full force and effect and shall in no way be effected, impaired or invalidated. Except as otherwise expressly provided herein, or unless the context otherwise requires, all terms used herein have the meanings assigned to them in the Rights Agreement. The Rights Agent and the Company hereby waive any notice requirement under the Rights Agreement pertaining to the matters covered by this Amendment. -4- IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and attested, all as of the date and year first above written. Attest: UNOCAL CORPORATION By: /s/ Kari H. Endries By: /s/ Bryan Pechersky --------------------------- --------------------------- Name: Kari H. Endries Name: Bryan Pechersky Title: Assistant Secretary Title: Corporate Secretary and Deputy General Counsel Attest: MELLON INVESTOR SERVICES LLC By: /s/ Sharon Knepper By: /s/ James Kirkland --------------------------- --------------------------- Name: Sharon Knepper Name: James Kirkland Title: Vice President Title: Assistant Vice President -5- OFFICER'S CERTIFICATE The undersigned, Kari H. Endries, the Assistant Secretary of Unocal Corporation, hereby delivers this Certificate pursuant to Section 27 of the Rights Agreement, dated as of January 5, 2000 (the "RIGHTS AGREEMENT"), between Unocal Corporation, a Delaware corporation (the "COMPANY"), and Mellon Investor Services LLC, as Rights Agent (the "RIGHTS AGENT"). The undersigned certifies that the proposed Amendment to Rights Agreement (the "AMENDMENT"), the form of which is attached hereto as Annex A, is in compliance with the terms of Section 27 of the Rights Agreement. The Company hereby directs the Rights Agent to execute and deliver the Amendment. IN WITNESS WHEREOF, the undersigned has executed and delivered this Certificate as of April 4, 2005. By: /s/ Kari H. Endries --------------------------- Name: Kari H. Endries Title: Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----