-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PbzMzzuE/Q94iOnXKwyuTrsWaNUIlTyTG9+Of1Y8Rj7LaKNrTylZnRm1KIv7a26j g6BtRYvMr8ubmUopD/4tDw== 0000715957-96-000049.txt : 19960613 0000715957-96-000049.hdr.sgml : 19960613 ACCESSION NUMBER: 0000715957-96-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960610 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION RESOURCES INC /VA/ CENTRAL INDEX KEY: 0000715957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 541229715 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08489 FILM NUMBER: 96578857 BUSINESS ADDRESS: STREET 1: 901 E BYRD ST 17TH FLOOR STREET 2: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8047755700 MAIL ADDRESS: STREET 1: P O BOX 26532 STREET 2: 901 EAST BYRD STREET CITY: RICHMOND STATE: VA ZIP: 23261 COMPANY DATA: COMPANY CONFORMED NAME: CAPPS THOS E CENTRAL INDEX KEY: 0001004537 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] OFFICER STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23261 BUSINESS PHONE: 8047755700 MAIL ADDRESS: STREET 1: P O BOX 26532 CITY: RICHOMOND STATE: VA ZIP: 23261 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and Address of Reporting Person 4. Statement for Month/Year Capps, Thos. E. May 1996 Riverfront Plaza - West 901 E. Byrd Street, 17th Floor 5. If Amendment, Date of Richmond, VA 23219 Original (Month/Year) 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Dominion Resources, Inc. (D) Person to Issuer Director and Officer Chairman of the Board, 3. IRS or Social Security Number of President and Chief Reporting Person (Voluntary) Executive Officer ###-##-#### Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security Common Stock 2. Transaction Date 03/20/1996 3. Transaction Code R V 4. Securities Acquired (A) or Disposed of (D) Amount 718.257 (A) or (D) A Price $39.3125 5. Amount of Securities Beneficially Owned at End of Month __________________ 6. Ownership Form: Direct (D) or Indirect (I) __________________ 7. Nature of Indirect Beneficial Ownership __________________ 1. Title of Security Common Stock 2. Transaction Date 05/24/1996 3. Transaction Code J (01) 4. Securities Acquired (A) or Disposed of (D) Amount 12,340 (A) or (D) D Price (01) 5. Amount of Securities Beneficially Owned at End of Month 45,081.754 6. Ownership Form: Direct (D) or Indirect (I) D 7. Nature of Indirect Beneficial Ownership __________________ 1. Title of Security Common Stock 2. Transaction Date _____________ 3. Transaction Code _____________ 4. Securities Acquired (A) or Disposed of (D) Amount _____________ (A) or (D) _____________ Price _____________ 5. Amount of Securities Beneficially Owned at End of Month 11,582 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Trustee of Employee Savings Plan 1. Title of Security Common Stock 2. Transaction Date (02) 3. Transaction Code 5 4. Securities Acquired (A) or Disposed of (D) Amount 30.235 (A) or (D) D Price (02) 5. Amount of Securities Beneficially Owned at End of Month _______________ 6. Ownership Form: Direct (D) or Indirect (I) _______________ 7. Nature of Indirect Beneficial Ownership _______________ 1. Title of Security Common Stock 2. Transaction Date 03/20/1996 3. Transaction Code R V 4. Securities Acquired (A) or Disposed of (D) Amount 3.165 (A) or (D) A Price $39.3125 5. Amount of Securities Beneficially Owned at End of Month 446.049 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Daughter 1. Title of Security Common Stock 2. Transaction Date (02) 3. Transaction Code 5 4. Securities Acquired (A) or Disposed of (D) Amount 30.235 (A) or (D) D Price (02) 5. Amount of Securities Beneficially Owned at End of Month ____________ 6. Ownership Form: Direct (D) or Indirect (I) ____________ 7. Nature of Indirect Beneficial Ownership ____________ 1. Title of Security Common Stock 2. Transaction Date 03/20/1996 3. Transaction Code R V 4. Securities Acquired (A) or Disposed of (D) Amount 3.165 (A) or (D) A Price $39.3125 5. Amount of Securities Beneficially Owned at End of Month 446.049 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Daughter Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Derivative Security __________________ 2. Conversion or Exercise Price of Derivative Security __________________ 3. Transaction Date __________________ 4. Transaction Code __________________ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) __________________ 6. Date Exercisable __________________ Expiration Date __________________ 7. Title and Amont of Underlying Securities Title __________________ Amount or Number of Shares __________________ 8. Price of Derivative Security __________________ 9. Number of Derivative Securities Beneficially Owned at End of Month __________________ 10. Ownership of Derivative Security: Direct (D) or Indirect (I) __________________ 11. Nature of Indirect Beneficial Ownership __________________ Explanation of Responses: (01) Shares previously reported as directly owned by Mr. Capps and now reported as "disposed of" have been transferred to Mr. Capps' spouse pursuant to a property settlement agreement. No consideration was received by Mr. Capps. Any deemed interest of Mr. Capps in all of the shares shown as "disposed of" has terminated. (02) Mr. Capps' Form 5 Statement, dated February 13, 1996, over-reported his daughters acquisition of Dominion Resources Common Stock during 1995 under the Automatic Dividend Reinvestment Plan by 30.235 shares. Mr. Capps disclaims beneficial ownership of his daughters' shares of Dominion Resources Common Stock. Capps, Thos. E. Dominion Resources, Inc. May 1996 -----END PRIVACY-ENHANCED MESSAGE-----