-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AA1L2DnJIzkAWRYcij7CrcEd6TUVEmkg3fQ/7PDkkckn16VTznSqRg4dIP//dsro G9QBgXpqUJ/W9FA0d5M1Ng== 0000715957-02-000116.txt : 20020924 0000715957-02-000116.hdr.sgml : 20020924 20020924131706 ACCESSION NUMBER: 0000715957-02-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020920 FILED AS OF DATE: 20020924 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION RESOURCES INC /VA/ CENTRAL INDEX KEY: 0000715957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 541229715 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08489 FILM NUMBER: 02770837 BUSINESS ADDRESS: STREET 1: 120 TREDEGAR STREET STREET 2: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8048192000 MAIL ADDRESS: STREET 1: P O BOX 26532 STREET 2: 120 TREDEGAR STREET CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RADTKE DUANE C CENTRAL INDEX KEY: 0001137975 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 120 TREDEGAR STREET CITY: RICHMOND STATE: VA ZIP: 23261 BUSINESS PHONE: 8048192122 MAIL ADDRESS: STREET 1: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23261 4 1 dcrf4.txt RADTKE FORM 4 1. Name and Address of Reporting Person Radtke, Duane C. 100 Tredegar Street P. O. Box 26532 Richmond, VA 23261 2. Issuer Name and Ticker or Trading Symbol DOMINION RESOURCES, INC. (D) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 9/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 30916 D Common Stock 523 I Trustee of Employee Savings Plan
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Phantom Stock $0 03/01/2002 A V 55 Common 55 $0.0000 D Stock Phantom Stock $0 09/20/2002 A 1 Common 1 $0.0000 57 D Stock Stock Option $59.96 01/03/2008 Common 8333 D Stock Stock Option $59.96 01/01/2009 Common 8333 D Stock Stock Option $59.96 01/01/2010 Common 8334 D Stock Stock Option $63.275 03/22/2002 A V 10000 01/01/2003 01/01/2008 Common 100000 $0.0000 100000 D 0 Stock Stock Option $63.275 03/22/2002 A V 10000 01/01/2004 01/01/2009 Common 100000 $0.0000 100000 D 0 Stock Stock Option $63.275 03/22/2002 A V 10000 01/01/2005 01/01/2010 Common 100000 $0.0000 100000 D 0 Stock Stock Option $67.06 04/09/2011 Common 262500 D Stock Explanation of Responses: This report is being filed for transactions that were effective as of September 20, 2002. The balances shown in column 5 of Table I and column 9 of Table II reflect the Officer's holdings as of September 20, 2002, with the exception that the Officer's holdings under the Employee Savings Plan are as of June 30, 2002, the date of the most recent Plan statement. Shares of "Phantom Stock" awarded to the officer under the Dominion Resources, Inc. Executives' Deferred Compensation Plan, in a transaction exempt under Rule 16(b)-3. Additional Phantom Shares credited to the Director's or officer's account under the Dominion Resources, Inc. Executives Deferred Compensation Plan, in a transaction exempt under Rule 16(b)-3.
SIGNATURE OF REPORTING PERSON /s/ Duane C. Radtke DATE 09/24/2002 -----END PRIVACY-ENHANCED MESSAGE-----