-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2K8LWlxQkrbyspiRSTQFRO4q5m7s6XSD8QQSQ3Mo+ZgDnEFZgqBVHsdkTzrb/H6 xR4DJobzpEHnQGRjlnouRA== 0000715957-02-000058.txt : 20020507 0000715957-02-000058.hdr.sgml : 20020507 ACCESSION NUMBER: 0000715957-02-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020507 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION RESOURCES INC /VA/ CENTRAL INDEX KEY: 0000715957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 541229715 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08489 FILM NUMBER: 02635717 BUSINESS ADDRESS: STREET 1: 120 TREDEGAR STREET STREET 2: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8048192000 MAIL ADDRESS: STREET 1: P O BOX 26532 STREET 2: 120 TREDEGAR STREET CITY: RICHMOND STATE: VA ZIP: 23219 COMPANY DATA: COMPANY CONFORMED NAME: CAPPS THOS E CENTRAL INDEX KEY: 0001004537 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] DIRECTOR STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23261 BUSINESS PHONE: 8047755700 MAIL ADDRESS: STREET 1: P O BOX 26532 CITY: RICHOMOND STATE: VA ZIP: 23261 4 1 capps.txt TOM CAPPS FORM 4 1. Name and Address of Reporting Person Capps, Thos. E. 100 Tredegar Street P. O. Box 26532 Richmond, VA 23261 2. Issuer Name and Ticker or Trading Symbol DOMINION RESOURCES, INC. (D) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 4/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman of the Board of Directors 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 04/22/2002 M 101762 A $41.2500 D Common Stock 04/22/2002 S -101762 D $66.6520 D Common Stock 04/23/2002 M 131238 A $41.2500 D Common Stock 04/23/2002 S -131238 D $66.3064 D Common Stock 04/30/2002 M 13600 A $41.2500 D Common Stock 04/30/2002 S -13600 D $66.4200 322584 D Common Stock 19524 I By Trustee of Emp. Savings Pl. Common Stock 450 I By Spouse Common Stock 0 I By Trust for Spouse Common Stock 332 I Custodian for Grandchild
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Stock Option $41.25 04/22/2002 M 10176 01/01/2001 05/17/2009 Common 101762 $0.0000 D 2 Stock Stock Option $41.25 04/23/2002 M 13123 01/01/2001 05/17/2009 Common 131238 $0.0000 D 8 Stock Stock Option $41.25 04/30/2002 M 13600 01/01/2001 05/17/2009 Common 13600 $0.0000 986400 D Stock Stock Option $59.96 01/01/2008 Common 400000 D Stock Stock Option $59.96 01/01/2009 Common 400000 D Stock Stock Option $59.96 01/01/2010 Common 400000 D Stock Explanation of Responses: Pursuant to the Section 16 rules, Mr. Capps has forfeited $939.87 in short swing profits to Dominion Resources as a result of this sale. The sale was matched against his January 2, 2002 purchase of 135 shares of Dominion Resources Common Stock. The stock option exercises reported on this Form 4 were previously announced by Dominion Resources, Inc. in a news release issued on April 17, 2002
SIGNATURE OF REPORTING PERSON /s/ Thos. E. Capps DATE 05/06/2002 -----END PRIVACY-ENHANCED MESSAGE-----