-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPpWP9HtxtyT8wH/p2nugkN4TGgzqFvi4YNuLxX66EA+CXoK23SF5zfdBPFm3UhB h6ybPaIX9O8Q01nBfihvxw== 0000715957-02-000030.txt : 20020414 0000715957-02-000030.hdr.sgml : 20020414 ACCESSION NUMBER: 0000715957-02-000030 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION RESOURCES INC /VA/ CENTRAL INDEX KEY: 0000715957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 541229715 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08489 FILM NUMBER: 02541544 BUSINESS ADDRESS: STREET 1: 120 TREDEGAR STREET STREET 2: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8048192000 MAIL ADDRESS: STREET 1: P O BOX 26532 STREET 2: 120 TREDEGAR STREET CITY: RICHMOND STATE: VA ZIP: 23219 COMPANY DATA: COMPANY CONFORMED NAME: ROACH EDGAR M JR CENTRAL INDEX KEY: 0001046878 OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 901 E BYRD STREET STREET 2: 17TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8047755702 MAIL ADDRESS: STREET 1: PO BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23261 5 1 roach.txt EM ROACH FORM 5 1. Name and Address of Reporting Person Roach, Edgar M. 100 Tredegar Street P. O. Box 26532 Richmond, VA 23261 2. Issuer Name and Ticker or Trading Symbol DOMINION RESOURCES, INC. (D) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 2001 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ | +-----------+------+----------+ Year | Indirect| Owner- | | | Year) | |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------------+-----------+------+----------+----------------+-----------+------------+ Common Stock 01/26/2001 A 10000 A $0.0000 151254 D Common Stock 2650 I Trustee of Employee Savings Pl
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ | +-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) | |(A) |(D) |cisable |tion Date |Title |Shares |Security |Year |(I) |ship | +-------------+--------+----------+---------+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Phantom Stock $0 12/31/2001 A 1593 Common 1593 $0.0000 1593 D Stock Stock Option $41.25 05/17/2009 Common 450000 D Stock Stock Option $59.96 07/01/2001 A 16666 01/01/2003 01/01/2008 Common 166667 $0.0000 166667 D 7 Stock Stock Option $59.96 07/01/2001 A 16666 01/01/2004 01/01/2009 Common 166667 $0.0000 166667 D 7 Stock Stock Option $59.96 07/01/2001 A 16666 01/01/2005 01/01/2010 Common 166666 $0.0000 166666 D 6 Stock Explanation of Responses: Phantom Shares accrued during 2001 under Mr. Roach's account under the Dominion Resources, Inc. Executives' Deferred Compensation Plan, in transactions exempt under Rule 16(b)-3.
SIGNATURE OF REPORTING PERSON /s/ Edgar M. Roach DATE 02/13/2002 -----END PRIVACY-ENHANCED MESSAGE-----