-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K0ECp3x6x5zdpJnrZ3KbyQzS8xnCmaoRpBC+y/o0NIfHK+IAVpicJ7zyS4MxZOO5 sGSUgf/M2eRDfjQnfAFnuQ== 0000715957-96-000035.txt : 19960315 0000715957-96-000035.hdr.sgml : 19960315 ACCESSION NUMBER: 0000715957-96-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960314 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION RESOURCES INC /VA/ CENTRAL INDEX KEY: 0000715957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 541229715 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08489 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 901 E BYRD ST 17TH FLOOR STREET 2: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8047755700 COMPANY DATA: COMPANY CONFORMED NAME: CAPPS THOS E CENTRAL INDEX KEY: 0001004537 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] OFFICER STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 26532 CITY: RICHMOND STATE: VA ZIP: 23261 BUSINESS PHONE: 8047755700 MAIL ADDRESS: STREET 1: P O BOX 26532 CITY: RICHOMOND STATE: VA ZIP: 23261 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and Address of Reporting Person 4. Statement for Month/Year Capps, Thos. E. February 1996 Riverfront Plaza - West 901 E. Byrd Street, 17th Floor 5. If Amendment, Date of Richmond, VA 23219 Original (Month/Year) 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Dominion Resources, Inc. (D) Person to Issuer Officer Chairman of the Board, 3. IRS or Social Security Number of President and Chief Reporting Person (Voluntary) Executive Officer ###-##-#### Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security Common Stock 2. Transaction Date 02/23/1996 3. Transaction Code J (01) V 4. Securities Acquired (A) or Disposed of (D) Amount 14,602 (A) or (D) A Price (01) 5. Amount of Securities Beneficially Owned at End of Month __________________ 6. Ownership Form: Direct (D) or Indirect (I) __________________ 7. Nature of Indirect Beneficial Ownership __________________ 1. Title of Security Common Stock 2. Transaction Date 02/23/1996 3. Transaction Code J (02) V 4. Securities Acquired (A) or Disposed of (D) Amount 9,542 (A) or (D) D Price (02) 5. Amount of Securities Beneficially Owned at End of Month 56,703.497 6. Ownership Form: Direct (D) or Indirect (I) D 7. Nature of Indirect Beneficial Ownership __________________ 1. Title of Security Common Stock 2. Transaction Date _____________ 3. Transaction Code _____________ 4. Securities Acquired (A) or Disposed of (D) Amount _____________ (A) or (D) _____________ Price _____________ 5. Amount of Securities Beneficially Owned at End of Month 11,582 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Trustee of Employee Savings Plan 1. Title of Security Common Stock 2. Transaction Date _____________ 3. Transaction Code _____________ 4. Securities Acquired (A) or Disposed of (D) Amount _____________ (A) or (D) _____________ Price _____________ 5. Amount of Securities Beneficially Owned at End of Month 473.119 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Daughter 1. Title of Security Common Stock 2. Transaction Date _____________ 3. Transaction Code _____________ 4. Securities Acquired (A) or Disposed of (D) Amount _____________ (A) or (D) _____________ Price _____________ 5. Amount of Securities Beneficially Owned at End of Month 473.119 6. Ownership Form: Direct (D) or Indirect (I) I 7. Nature of Indirect Beneficial Ownership By Daughter Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Derivative Security __________________ 2. Conversion or Exercise Price of Derivative Security __________________ 3. Transaction Date __________________ 4. Transaction Code __________________ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) __________________ 6. Date Exercisable __________________ Expiration Date __________________ 7. Title and Amont of Underlying Securities Title __________________ Amount or Number of Shares __________________ 8. Price of Derivative Security __________________ 9. Number of Derivative Securities Beneficially Owned at End of Month __________________ 10. Ownership of Derivative Security: Direct (D) or Indirect (I) __________________ 11. Nature of Indirect Beneficial Ownership __________________ Explanation of Responses: (01) Shares of Restricted Stock awarded under the Dominion Resources, Inc. Long-term Incentive Plan (the Plan) in an exempt transaction under old rule 16b-3. These shares of Restricted Stock will vest no later than March 15, 1999, in an amount ranging from 50% to 100% of the Restricted Stock granted under the terms of the Plan. (02) These shares of Restricted Stock were part of an overall award of 10,500 shares of Restricted Stock awarded to Mr. Capps under the Plan on February 19, 1993, in a transaction exempt under old Rule 16b-3. The shares being reported as disposed of have been forfeited and returned to Dominion Resources, Inc. (the Company) pursuant to the provisions of the Restricted Stock Award Agreement between Mr. Capps and the Company, which Agreement was made pursuant to and subject to the provisions of the Plan. This disposition is also an exempt transaction under old Rule 16b-3. Capps, Thos. E. -----END PRIVACY-ENHANCED MESSAGE-----