0001513162-13-000835.txt : 20131113 0001513162-13-000835.hdr.sgml : 20131113 20131113174432 ACCESSION NUMBER: 0001513162-13-000835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COPYTELE INC CENTRAL INDEX KEY: 0000715446 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 112622630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 900 WALT WHITMAN RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5165495900 MAIL ADDRESS: STREET 1: 900 WALT WHITMAN ROAD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT ANDREW CENTRAL INDEX KEY: 0001258360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11254 FILM NUMBER: 131215876 MAIL ADDRESS: STREET 1: C/O COPYTELE, INC. STREET 2: 900 WALT WHITMAN ROAD CITY: MELVILLE STATE: NY ZIP: 19747 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-08 0 0000715446 COPYTELE INC COPY 0001258360 BERMAN ROBERT ANDREW C/O COPYTELE, INC. 900 WALT WHITMAN ROAD MELVILLE NY 11747 1 1 0 0 President and CEO Employee Stock Options (Right to Buy) 0.2 2013-11-08 4 A 0 1000000 0 A 2023-11-08 Common Stock 1000000 1000000 D Right-To-Buy, pursuant to the CopyTele, Inc. 2010 Share Incentive Plan. The option vests in 36 consecutive monthly installments beginning on 12/31/2013. /s/Robert A. Berman 2013-11-13