-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BN36VHdHOBZS8eLK0IKxSxScfTH6ZfTASrrPrPGaA7uRSyFqdXITIv8j2y5tCduI Fs7U/3lMy8XdjFvEvYY0/g== 0001157523-09-006867.txt : 20091013 0001157523-09-006867.hdr.sgml : 20091012 20091013170625 ACCESSION NUMBER: 0001157523-09-006867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COPYTELE INC CENTRAL INDEX KEY: 0000715446 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 112622630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 900 WALT WHITMAN RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5165495900 MAIL ADDRESS: STREET 1: 900 WALT WHITMAN ROAD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSOS DENIS A CENTRAL INDEX KEY: 0000905079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11254 FILM NUMBER: 091117512 MAIL ADDRESS: STREET 1: C/O COPYTELE INC STREET 2: 900 WALT WHITMAN RD CITY: HUNTINGTON STATION STATE: NY ZIP: 11746 4 1 a6071043_ex.xml X0303 4 2009-10-08 0 0000715446 COPYTELE INC COPY 0000905079 KRUSOS DENIS A C/O COPYTELE, INC. 900 WALT WHITMAN ROAD MELVILLE NY 11747 1 1 0 0 Chief Executive Officer Common Stock 2009-10-08 4 M 0 100000 0.40 A 1469880 D Employee Stock Option 0.40 2009-10-08 4 M 0 100000 0 D 2002-03-20 2011-09-19 Comon Stock 100000 150000 D Employee Stock Option 0.92 2009-10-08 4 A 0 1000000 0 A 2009-10-08 2019-10-07 Common Stock 1000000 1000000 D Amount of securities beneficially owned represents shares held by Mr. Krusos and excludes shares Mr. Krusos has the right to acquire upon exercise of stock options pursuant to CopyTele, Inc. share incentive plans. Right-To-Buy, pursuant to the Copytele, Inc. 2003 Share Incentive Plan. /s/ Denis A. Krusos 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----