-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ev8CRW5WRbEH5g/bzHXDMi+kWWAeTuLwTv4eXeKhEisryQOikRxiJNiHMIUdOj3M nKlEA0Ya0+Fk63+voZGBkA== 0000898432-04-000006.txt : 20040105 0000898432-04-000006.hdr.sgml : 20040105 20040105193542 ACCESSION NUMBER: 0000898432-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12284 FILM NUMBER: 04507384 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME DIRECTOR INC CENTRAL INDEX KEY: 0000715031 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 522143430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: (925) 373 - 0438 MAIL ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 FORMER COMPANY: FORMER CONFORMED NAME: HOME DIRECTOR INC DATE OF NAME CHANGE: 20030205 FORMER COMPANY: FORMER CONFORMED NAME: NETWORD INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-31 0 0000715031 HOME DIRECTOR INC HMDR 0000904841 KIMBERLIN KEVIN 0 0 1 0 Common Stock 2003-12-31 4 S 0 78546 0.2546 D 1489462 I See Note (1) Shares sold in the reported transaction represent the total holdings of Spencer Trask Intellectual Capital Company, LLC, a Delaware limited liability company, of which the reporting person is the non-member manager. In addition: 8,727 shares of Common Stock and warrants exercisable for 1,470,105 shares of Common Stock are held by Spencer Trask Ventures, Inc., a Delaware corporation and wholly-owned subsidiary of Spencer Trask & Co., of which the reporting person is the controlling shareholder, and 10,630 shares of Common Stock are held by Spencer Trask Investment Partners LLC, a Delaware limited liability company, of which the reporting person is the nom-member manager. /s/ Kevin B. Kimberlin 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----