-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUALZtlQdTevsKjI2t/ZF2IwblU4yGLoY9lvyKwAWHZjvdh+7Qw0iXxzt7iP1dj6 o1AIzbznrLmzoy5WCrRajw== 0001362118-07-000019.txt : 20070308 0001362118-07-000019.hdr.sgml : 20070308 20070308160304 ACCESSION NUMBER: 0001362118-07-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070306 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL MERCANTILE BANCORP CENTRAL INDEX KEY: 0000714801 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953819685 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102772265 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POHLAD WILLIAM M CENTRAL INDEX KEY: 0001061271 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13015 FILM NUMBER: 07681011 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH ST STREET 2: STE 3800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-06 0 0000714801 NATIONAL MERCANTILE BANCORP MBLA 0001061271 POHLAD WILLIAM M 60 SOUTH 6TH STREET, SUITE 4050 MINNEAPOLIS MN 55402 0 0 1 0 Common Stock 2007-03-06 4 P 0 4167 15.645 A 844777 D The reporting person is a party to a Securities Purchase and Option Agreement dated December 15, 2006 by and among David Brown, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Brown Agreement"), by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Brown Agreement can be found as an exhibit to the reporting persons's Schedule 13D, as amended. The reporting person is a party to a Securities Purchase and Option Agreement dated December 19, 2005 by and among Scott A. Montgomery, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Montgomery Agreement") by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Montgomery Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended. Jay L. Kim, Attorney-in-Fact for William M. Pohlad 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----