-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rvu2eMftzy82hz+CrY1Jw7chMMCfnxO4ozbLJefinqcAEs1DD2pmJSHwe0UiPnaQ FGXJAjwyANw8/3ERPuJh+w== 0001262014-05-000064.txt : 20050518 0001262014-05-000064.hdr.sgml : 20050518 20050518201329 ACCESSION NUMBER: 0001262014-05-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011214 FILED AS OF DATE: 20050518 DATE AS OF CHANGE: 20050518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL MERCANTILE BANCORP CENTRAL INDEX KEY: 0000714801 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953819685 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102772265 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POHLAD WILLIAM M CENTRAL INDEX KEY: 0001061271 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13015 FILM NUMBER: 05843105 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH ST STREET 2: STE 3800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2001-12-14 0 0000714801 NATIONAL MERCANTILE BANCORP MBLA 0001061271 POHLAD WILLIAM M 60 SOUTH 6TH STREET SUITE 4050 MINNEAPOLIS MN 55402 0 0 1 0 Common Stock 312591 D Series B Convertible Perpetual Preferred Stock 2001-12-14 4 A 0 333 1000 A 2005-06-30 Common Stock 61555 333 D Series A Noncumulative Convertible Perpetual Preferred Stock Common Stock 336264 168132 D The Series B Preferred Stock is convertible into such number of shares of common stock of the Company as is equal to the liquidation amount divided by the conversion price. Both the liquidation amount and the conversion price are subject to adjustment upon the occurrence of certain events. Based upon the above formula, each share of Series B Preferred Stock is convertible into 184.85 shares of the Company's common stock as of June 30, 2005, the first date the Series B Preferred Stock is convertible into shares of the Company's common stock. Date of purchase of Series B Preferred Stock by the reporting person. None. Each share of Series A Preferred Stock is convertible into 2 share of common stock. Immediately. /s/ William M. Pohlad 2005-05-18 -----END PRIVACY-ENHANCED MESSAGE-----