-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MrGGJbNmG7Pi+aJ2ocDaoSDBj+Ck1NbU6h1/sD0yDPDQVN1VajTRg/tCgfYikBmp gC1I0PsOif0OU9Lol82sjQ== 0001179110-07-006073.txt : 20070314 0001179110-07-006073.hdr.sgml : 20070314 20070314195859 ACCESSION NUMBER: 0001179110-07-006073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070312 FILED AS OF DATE: 20070314 DATE AS OF CHANGE: 20070314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL MERCANTILE BANCORP CENTRAL INDEX KEY: 0000714801 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953819685 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102772265 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN JOSEPH N CENTRAL INDEX KEY: 0001258730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13015 FILM NUMBER: 07694823 BUSINESS ADDRESS: BUSINESS PHONE: 310 282 6793 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0202 4 2007-03-12 1 0000714801 NATIONAL MERCANTILE BANCORP MBLA 0001258730 COHEN JOSEPH N 1880 CENTURY PARK E STE. 800 LOS ANGELES CA 90067 1 0 0 0 Common Stock 2007-03-12 4 D 0 3312 D 0 D Stock Option (Right to Buy) 5.524 2007-03-12 4 D 0 1250 D 2007-03-23 Common Stock 1250 5000 D Stock Option (Right to Buy) 4.600 2007-03-12 4 D 0 1250 D 2007-12-17 Common Stock 1250 3750 D Stock Option (Right to Buy) 5.52 2007-03-12 4 D 0 1250 D 2009-02-03 Common Stock 1250 2500 D Stock Option (Right to Buy) 8.12 2007-03-12 4 D 0 1250 D 2010-04-23 Common Stock 1250 1250 D Stock Option (Right to Buy) 12.040 2007-03-12 4 D 0 1250 D 2011-07-18 Common Stock 1250 0 D Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 15, 2006, by and among National Mercantile Bancorp, FCB Bancorp and First California Financial Group, Inc. ("First California") in exchange for 3,312 shares of First California common stock having a market value of $13.10 per share on the effective date of the merger. This option, which became vested as to 1,250 shares on March 23, 2001, was assumed by First California on the effective date of the merger pursuant to the Merger Agreement and replaced with an option to buy 1,250 shares of common stock of First California for $5.424 per share. This option, which became vested as to 1,250 shares on December 17, 2002, was assumed by First California on the effective date of the merger pursuant to the Merger Agreement and replaced with an option to buy 1,250 shares of common stock of First California for $4.600 per share. This option, which became vested as to 1,250 on February 3, 2004, was assumed by First California on the effective date of the merger pursuant to the Merger Agreement and replaced with an option to buy 1,250 shares of common stockof First California for $5.520 per share. This option, which became vested as to 1,250 shares on April 23, 2004, was assumed by First California on the effective date of the merger pursuant to the Merger Agreement and replaced with an option to buy 1,250 shares of common stock of First California for $8.12 per share. This option, which became vested as to 1,250 shares on July 18, 2001, was assumed by First California on the effective date of the merger pursuant to the Merger Agreement and replaced with an option to buy 1,250 shares of common stock of First California for $12.040 per share Joseph N. Cohen 2007-03-14 -----END PRIVACY-ENHANCED MESSAGE-----