-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/MxqTbSuTB6qc7bZNT+bMrH+f4/aMAJLQamNKeEQlzqWHh7tO24KzYg1zeP95+A imU2Bo1oHRLhX8TH7FZ3qw== 0000944209-97-000747.txt : 19970610 0000944209-97-000747.hdr.sgml : 19970610 ACCESSION NUMBER: 0000944209-97-000747 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970606 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL MERCANTILE BANCORP CENTRAL INDEX KEY: 0000714801 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953819685 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13015 FILM NUMBER: 97619863 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102772265 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 DEFA14A 1 ADDITIONAL MATERIAL TO DEFINITIVE PROXY ================================================================================ SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [_] Filed by a Party other than the Registrant [_] Check the appropriate box: [_] Preliminary Proxy Statement [_] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [_] Definitive Proxy Statement [X] Definitive Additional Materials [_] Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12 National Mercantile Bancorp - -------------------------------------------------------------------------------- (Name of Registrant as Specified In Its Charter) - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [_] Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to which transaction applies: ------------------------------------------------------------------------- (2) Aggregate number of securities to which transaction applies: ------------------------------------------------------------------------- (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): ------------------------------------------------------------------------- (4) Proposed maximum aggregate value of transaction: ------------------------------------------------------------------------- (5) Total fee paid: ------------------------------------------------------------------------- [_] Fee paid previously with preliminary materials. [_] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: ------------------------------------------------------------------------- (2) Form, Schedule or Registration Statement No.: ------------------------------------------------------------------------- (3) Filing Party: ------------------------------------------------------------------------- (4) Date Filed: ------------------------------------------------------------------------- Notes: [LOGO FOR NATIONAL MERCANTILE BANCORP] EXTREMELY IMPORTANT June 5, 1997 Dear Shareholder: You recently received the Notice of Annual Meeting, Proxy Statement and Annual Reports in connection with the Annual Meeting of Shareholders of National Mercantile Bancorp scheduled for June 18, 1997. The Meeting and the proposals are of critical importance to the Company's shareholders. I urge you to read the Proxy Statement and vote for the proposals and return your proxy card as soon as possible. You are being asked to approve the reverse stock split, the transfer restriction and the terms of the preferred stock. These proposals are directly related to the recapitalization of the Company required by the Formal Agreement with the Office of the Comptroller of the Currency. All of the proposals are an important part of rebuilding the Company and shareholder value. The Board of Directors encourages you to vote FOR all proposals. Additional copies of the Proxy Statement may be obtained from Rita Kotto- Melchor at the Company at 1840 Century Park East, Los Angeles, California 90067, (310) 277-2265 or Sean O'Hara at Kissel-Blake Inc. at 110 Wall Street, New York, NY 10005, (800) 554-7733. YOUR VOTE IS EXTREMELY IMPORTANT. IF YOU HAVE NOT ALREADY DONE SO, PLEASE COMPLETE THE ENCLOSED PROXY CARD AND RETURN IT IN THE ENCLOSED POSTAGE-PAID ENVELOPE. I look forward to seeing you at the Annual Meeting of Shareholders on Wednesday, June 18, 1997 at 7:00 p.m. at Mercantile National Bank, 1840 Century Park East, Los Angeles, California. Sincerely, /s/ Scott A. Montgomery ------------------------------------- Scott A. Montgomery Executive Vice President and Chief Administrative Officer -----END PRIVACY-ENHANCED MESSAGE-----