-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SsqHmOCR6YvA9KhHf8SqdSgN0beq4ZtGP4O3dEwg46IiPidNJmgPdYQi6wgDPeRn OqA3mf2RZGsFqayMBVCEMg== 0001209191-06-067439.txt : 20061229 0001209191-06-067439.hdr.sgml : 20061229 20061229175925 ACCESSION NUMBER: 0001209191-06-067439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061221 FILED AS OF DATE: 20061229 DATE AS OF CHANGE: 20061229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALDRICH RICHARD CENTRAL INDEX KEY: 0001185039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00497 FILM NUMBER: 061306684 MAIL ADDRESS: STREET 1: 1365 MAIN STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RA Capital Biotech Fund LP CENTRAL INDEX KEY: 0001315082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00497 FILM NUMBER: 061306686 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kolchinsky Peter CENTRAL INDEX KEY: 0001384859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00497 FILM NUMBER: 061306685 BUSINESS ADDRESS: BUSINESS PHONE: 617-778-2512 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE STREET 2: SUITE 610 CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIPID SCIENCES INC/ CENTRAL INDEX KEY: 0000071478 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 430433090 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7068 KOLL CENTER PARKWAY STREET 2: SUITE 401 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 925-249-4000 MAIL ADDRESS: STREET 1: 7068 KOLL CENTER PARKWAY STREET 2: SUITE 401 CITY: PLEASANTON STATE: CA ZIP: 94566 FORMER COMPANY: FORMER CONFORMED NAME: NZ CORP DATE OF NAME CHANGE: 20000810 FORMER COMPANY: FORMER CONFORMED NAME: NEW MEXICO & ARIZONA LAND CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001346824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00497 FILM NUMBER: 061306687 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVE, SUITE 610 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-778-2512 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE, SUITE 610 CITY: BOSTON STATE: MA ZIP: 02199 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-21 1 0000071478 LIPID SCIENCES INC/ LIPD 0001346824 RA CAPITAL MANAGEMENT, LLC 111 HUNTINGTON AVENUE, SUITE 610 BOSTON MA 02199 0 0 1 0 0001315082 RA Capital Biotech Fund LP 111 HUNTINGTON AVENUE, SUITE 610 BOSTON MA 02199 0 0 1 0 0001384859 Kolchinsky Peter C/O RA CAPITAL MANAGEMENT, LLC 111 HUNTINGTON AVENUE, SUITE 610 BOSTON MA 02199 0 0 1 0 0001185039 ALDRICH RICHARD C/O RA CAPITAL MANAGEMENT, LLC 111 HUNTINGTON AVENUE, SUITE 610 BOSTON MA 02199 0 0 1 0 Common Stock 2006-12-21 4 S 0 12684 1.40 D 3750578 I See Footnotes Common Stock 2006-12-21 4 S 0 24630 1.35 D 3725948 I See Footnotes Common Stock 2006-12-21 4 S 0 2200 1.36 D 3723748 I See Footnotes Common Stock 2006-12-21 4 S 0 1250 1.37 D 3722498 I See Footnotes Common Stock 2006-12-21 4 S 0 2900 1.41 D 3719598 I See Footnotes Common Stock 2006-12-21 4 S 0 2040 1.42 D 3717558 I See Footnotes Common Stock 2006-12-21 4 S 0 400 1.43 D 3717158 I See Footnotes Common Stock 2006-12-21 4 S 0 1700 1.44 D 3715458 I See Footnotes Common Stock 2006-12-21 4 S 0 1050 1.45 D 3714408 I See Footnotes Common Stock 2006-12-21 4 S 0 900 1.47 D 3713508 I See Footnotes Common Stock 2006-12-21 4 S 0 15442 1.50 D 3698066 I See Footnotes Common Stock 2006-12-21 4 S 0 100 1.51 D 3697966 I See Footnotes Common Stock 2006-12-21 4 S 0 900 1.52 D 3697066 I See Footnotes Common Stock 2006-12-21 4 S 0 100 1.53 D 3696966 I See Footnotes Common Stock 2006-12-21 4 S 0 9204 1.54 D 3687762 I See Footnotes Common Stock 2006-12-21 4 S 0 20400 1.55 D 3667362 I See Footnotes Common Stock 2006-12-21 4 S 0 3100 1.56 D 3664262 I See Footnotes Common Stock 2006-12-21 4 S 0 1600 1.57 D 3662662 I See Footnotes Represents shares purchased by RA Capital Biotech Fund, L.P. ("LP"). All shares purchased by LP are indirectly held by RA Capital Management, LLC, and by Richard H. Aldrich and Peter Kolchinsky, General Partner of LP and Managers of the General Partner, respectively. /s/ RA Capital Management, LLC 2006-12-29 RA Capital Biotech Fund, L.P. 2006-12-29 Peter Kolchinsky 2006-12-29 Richard Aldrich 2006-12-29 -----END PRIVACY-ENHANCED MESSAGE-----