-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WjuHT3b2D2lxsxiTb6Ay21S714QH/ZClLLcQaDHcCVHl849fxEhorQDvEcry2Hmc zr+4liT88lfzRJkZZW3dog== 0001144204-07-066051.txt : 20071205 0001144204-07-066051.hdr.sgml : 20071205 20071205215254 ACCESSION NUMBER: 0001144204-07-066051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071203 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIPID SCIENCES INC/ CENTRAL INDEX KEY: 0000071478 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 430433090 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7068 KOLL CENTER PARKWAY STREET 2: SUITE 401 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 925-249-4000 MAIL ADDRESS: STREET 1: 7068 KOLL CENTER PARKWAY STREET 2: SUITE 401 CITY: PLEASANTON STATE: CA ZIP: 94566 FORMER COMPANY: FORMER CONFORMED NAME: NZ CORP DATE OF NAME CHANGE: 20000810 FORMER COMPANY: FORMER CONFORMED NAME: NEW MEXICO & ARIZONA LAND CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREWER H BRYAN JR CENTRAL INDEX KEY: 0001216711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00497 FILM NUMBER: 071288037 BUSINESS ADDRESS: BUSINESS PHONE: 3014965095 MAIL ADDRESS: STREET 1: 11410 RIVER ROAD CITY: POTOMAC STATE: MD ZIP: 20854 4 1 v096421_ex.xml X0202 4 2007-12-03 0 0000071478 LIPID SCIENCES INC/ LIPD 0001216711 BREWER H BRYAN JR 11410 RIVER ROAD POTOMAC MD 20854 1 1 0 0 Consultant Stock Option (right to buy) 4.05 2007-12-03 4 D 0 116927 D 2011-03-10 Common Stock 116927 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 116927 D 2011-03-10 Common Stock 116927 116927 D Stock Option (right to buy) 4.05 2007-12-03 4 D 0 120000 D 2013-01-27 Common Stock 120000 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 120000 D 2013-01-27 Common Stock 120000 120000 D Stock Option (right to buy) 4.05 2007-12-03 4 D 0 150000 D 2013-09-17 Common Stock 150000 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 150000 D 2013-09-17 Common Stock 150000 150000 D Stock Option (right to buy) 4.05 2007-12-03 4 D 0 25000 D 2014-03-25 Common Stock 25000 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 25000 D 2014-03-25 Common Stock 25000 25000 D Stock Option (right to buy) 4.05 2007-12-03 4 D 0 350000 D 2015-05-15 Common Stock 350000 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 350000 D 2015-05-15 Common Stock 350000 350000 D Stock Option (right to buy) 4.05 2007-12-03 4 D 0 100000 D 2015-05-15 Common Stock 100000 0 D Stock Option (right to buy) 0.89 2007-12-03 4 A 0 100000 D 2015-05-15 Common Stock 100000 100000 D The twelve reported transactions involved an amendment of six outstanding options, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The options were originally granted on May 16, 2005. The option vested immediately on the grant date. The option with respect to 59,375 of the shares were vested on the grant date, and the remaining option vested in equal monthly installments until September 18, 2007. The option with respect to 1/3rd of the shares vests in equal installments on the 1st, 2nd and 3rd annual anniversaries of the grant date. /s/H. Bryan Brewer By Sandra Gardiner Attorney-in-Fact 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----