0001127602-16-037471.txt : 20160121 0001127602-16-037471.hdr.sgml : 20160121 20160121113043 ACCESSION NUMBER: 0001127602-16-037471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160120 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWBRIDGE BANCORP CENTRAL INDEX KEY: 0000714530 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561348147 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 HIGHWOODS BOULEVARD STREET 2: SUITE 400 CITY: GREENSBORO STATE: NC ZIP: 27410 BUSINESS PHONE: 336-369-0900 MAIL ADDRESS: STREET 1: P O BOX 18807 CITY: GREENSBORO STATE: NC ZIP: 27419 FORMER COMPANY: FORMER CONFORMED NAME: LSB BANCSHARES INC /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadhurst Spence H CENTRAL INDEX KEY: 0001572777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11448 FILM NUMBER: 161352818 MAIL ADDRESS: STREET 1: P. O. BOX 18807 CITY: GREENSBORO STATE: NC ZIP: 27419 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-20 0000714530 NEWBRIDGE BANCORP NBBC 0001572777 Broadhurst Spence H P. O. BOX 18807 GREENSBORO NC 27419 1 SEVP and Chief Banking Officer Class A Common Stock 2016-01-20 4 A 0 8090 0 A 21194 D Class A Common Stock 2016-01-20 4 F 0 3115 12.18 D 18079 D Class A Common Stock 3449 I Deferred Trust Restricted Stock Units 2016-01-01 Class A Common Stock 4234 4234 D Restricted Stock Units 2017-01-01 Class A Common Stock 6398 6398 D Restricted Stock Units 2018-01-01 Class A Common Stock 10000 10000 D On 1/1/2016, 8,090 restricted stock units vested pursuant to their terms. On 1/20/2016, 4,975 shares of Class A Common Stock were issued to Mr. Broadhurst. The balance (3,115 shares) were withheld to satisfy certain tax withholding obligations related to the vesting of the restricted stock units. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit. The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date. No expiration date. The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date. The restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date. /s/ Richard M. Cobb, attorney-in-fact for Spence H. Broadhurst 2016-01-21