POS AM 1 pposam70996.htm

 

As filed with the Securities and Exchange Commission on March 6, 2019

 

  Registration No. 333-125595
  Registration No. 333-72606
  Registration No. 333-71546
  Registration No. 333-70996
  Registration No. 333-42958

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-125595)

POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-72606)

POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-71546)

POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-70996)

POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-42958)

 

To

 

FORM S-3

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

VALLEY NATIONAL BANCORP
(Exact name of registrant as specified in its charter)

 

 

New Jersey
(State or other jurisdiction of
incorporation or organization)
22-2477875
(I.R.S. Employer
Identification Number)

 

1455 Valley Road

Wayne, New Jersey 07470
(973) 305-8800
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Ronald H. Janis

General Counsel and Senior Executive Vice President

Valley National Bancorp

1455 Valley Road

Wayne, New Jersey 07470

(973) 305-8800
(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

With a copy to:
Michael T. Rave, Esq.
Day Pitney LLP
One Jefferson Road
Parsippany, New Jersey 07054
(973) 966-6300

 

 

   
 

 

 

Approximate date of commencement of proposed sale to the public: Not applicable. This post-effective amendment removes from registration those securities that remain unsold pursuant to this registration statement.

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☐

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

 

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box: ☐

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box: ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 

Large accelerated filer R Non-accelerated filer ☐
Accelerated filer ☐ Smaller reporting company ☐
  Emerging growth company ☐

 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

   
 

 

EXPLANATORY NOTE

 

Valley National Bancorp (the “Company”) is filing these post-effective amendments (these “Post-Effective Amendments”) to the following Registration Statements on Form S-3 (“Registration Statements”), which have been previously filed with the Securities and Exchange Commission (“SEC”), to deregister any and all securities registered but unsold or otherwise unissued under each such registration statement as of the date hereof:

 

Registration Statement No. 333-125595, filed with the SEC on June 7, 2005, registering 2,910,267 shares of the Company’s Common Stock, no par value.

 

Registration Statement No. 333-72606, filed with the SEC on October 31, 2001, registering 1,000,000 shares of the Preferred Securities of VNB Capital Trust I, Junior Subordinated Debentures of the Company and the Guarantee of the Company with respect to the Preferred Securities of VNB Capital Trust I.

 

Registration Statement No. 333-71546, filed with the SEC on October 12, 2001, as amended on October 22, 2001, registering 7,000,000 shares of the Preferred Securities of VNB Capital Trust I, Junior Subordinated Debentures of the Company and the Guarantee of the Company with respect to the Preferred Securities of VNB Capital Trust I.

 

Registration Statement No. 333-70996, filed with the SEC on October 5, 2001, registering 126,329 shares of the Company’s Common Stock, no par value.

 

Registration Statement No. 333-42958, filed with the SEC on August 3, 2000, registering 57,626 shares of the Company’s Common Stock, no par value.

 

 The Company has terminated all further offers and sales of the Company’s securities registered pursuant to the Registration Statements. By filing these Post-Effective Amendments, the Company hereby terminates the effectiveness of the Registration Statements and removes from registration any and all securities registered but unsold or otherwise unissued under the Registration Statements as of the date hereof. This filing is made in accordance with an undertaking made by the Company in Part II of each of the Registration Statements to remove from registration by means of a post-effective amendment any securities that had been registered for issuance but remain unsold at the termination of the offering.

 

   
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Wayne, State of New Jersey, on March 6, 2019. 

 

 

  VALLEY NATIONAL BANCORP  
       
       
Date: March 6, 2019 By: /s/ Ronald H. Janis  
    Ronald H. Janis
Senior Executive Vice President and
General Counsel
 

 

 

         No other person is required to sign these Post-Effective Amendments in reliance upon Rule 478 under the Securities Act of 1933, as amended.