-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NaFAGRbpFHfgiuqMMWGbQR+60lpp3xd0ueVz3lG357fy+rltC3G1IUZfGBeVzOy+ Cb6ZvikAzESEOQg/wq8NbA== 0001170947-02-000003.txt : 20021120 0001170947-02-000003.hdr.sgml : 20021120 20021120160601 ACCESSION NUMBER: 0001170947-02-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021120 FILED AS OF DATE: 20021120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP CENTRAL INDEX KEY: 0000714310 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222477875 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11277 FILM NUMBER: 02834918 BUSINESS ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733053380 MAIL ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PROL JOHN H CENTRAL INDEX KEY: 0001170947 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733058800 X5863 MAIL ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 4 1 prol11182002.txt FORM FILING 1. Name and Address of Reporting Person PROL, JOHN H. 1455 VALLEY ROAD WAYNE, NJ 07470- 2. Issuer Name and Ticker or Trading Symbol VALLEY NATIONAL BANCORP (VLY) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 11/20/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) FIRST SENIOR VICE PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ +-----+---+-----------+---+----------+Reported | Indirect| Owner- | | | Year) | Year) |Code |V |Amount |A/D|Price |Transaction(s)| (I) | ship | +------------------------------+----------+----------+-----+---+-----------+---+----------+--------------+-----------+------------+ Common Stock 11/18/2002 A 1125 A $0.0000 10425 D Common Stock 0 I 11/27/92 REST. STK. OPTION Common Stock 0 I 10/29/93 REST. STK. AWARD Common Stock 0 I 11/08/94 REST. STK. AWARD
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative | Day/ | Day/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative| |direct |Owner-| |Security |Security|Year) |Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security | |(I) |ship | +----------+--------+-------+-------+------+--+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Stock $12 11/15/2005 Common 4985 D Option Stock Stock $13.6 11/07/2006 Common 5696 D Option Stock Stock $17.6 10/27/2007 Common 5426 D Option Stock Stock $18.4 10/23/2008 Common 4341 D Option Stock Stock $19.2 11/12/2009 Common 4135 D Option Stock Stock $21.6 11/15/2010 Common 3938 D Option Stock Stock $24.55 11/07/2011 Common 6250 D Option Stock Stock $26.33 11/18/2 A 5600 11/18/2003 11/18/2012 Common 5600 $26.3300 5600 D Option 002 Stock Explanation of Responses: Restricted grant under Valley's Stock Option Plan, awarded in five vesting periods beginning one year from date of grant. Granted under Valley's Stock Option Plan, exercisable in five equal installments beginning one year from the grant date.
SIGNATURE OF REPORTING PERSON /s/ JOHN H. PROL DATE 11/20/2002 -----END PRIVACY-ENHANCED MESSAGE-----