-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TNRsL/eKGoebcMam6J6Zx7O7sOywoDNgKU6R8KCMN1/2xo9lzmxtLPKUlvHv/Vgw AG1yCEVTSi8oc7NwHYbBIw== 0001169968-03-000003.txt : 20030213 0001169968-03-000003.hdr.sgml : 20030213 20030213123019 ACCESSION NUMBER: 0001169968-03-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030213 FILED AS OF DATE: 20030213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP CENTRAL INDEX KEY: 0000714310 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222477875 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11277 FILM NUMBER: 03557611 BUSINESS ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733053380 MAIL ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FARRELL ROBERT E CENTRAL INDEX KEY: 0001169968 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733058800 MAIL ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 5 1 farrell5.txt FORM 5 FILING 1. Name and Address of Reporting Person FARRELL, ROBERT E. 1455 VALLEY ROAD WAYNE, NJ 07470- 2. Issuer Name and Ticker or Trading Symbol VALLEY NATIONAL BANCORP (VLY) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) FIRST SENIOR VICE PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ | +-----------+---+----------+ Year | Indirect| Owner- | | | Year) | Year) | |Amount |A/D|Price | | (I) | ship | +------------------------------+----------+----------+---------+-----------+---+----------+--------------+-----------+------------+ Common Stock 32272 D Common Stock 1761 I IRA/WIFE Common Stock 0 I CUSTODIAN/SON Common Stock 0 I 11/19/91 REST. STK. AWARD Common Stock 0 I 11/27/92 REST. STK. AWARD Common Stock 0 I 10/29/93 REST. STK. AWARD Common Stock 0 I 11/08/94 REST. STK. AWARD Common Stock 0 I 10/29/93 QUAL. STK. OPTION Common Stock / IRA 3242 D COMMON STK. 0 D 401K 423 D
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative |Day/ |Day/ | +-----+-----+Date Exer-|Expira- | |of |Derivative|at End |direct |Owner-| |Security |Security|Year) |Year) | |(A) |(D) |cisable |tion Date |Title |Shares |Security |of Year|(I) |ship | +----------+--------+-------+-------+---------+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Stock $12 11/15/2005 Common 5980 D Option Stock Stock $13.6 11/07/2006 Common 5696 D Option Stock Stock $17.6 10/27/2007 Common 7236 D Option Stock Stock $18.4 10/23/2008 Common 7236 D Option Stock Stock $19.2 11/12/2009 Common 6892 D Option Stock Stock $21.6 11/15/2010 Common 6563 D Option Stock Stock $24.55 11/07/2011 4451 D Option COMMON STK. Stock $26.33 11/18/2012 Common 5600 D Option Stock STOCK $24.55 11/07/2011 Common 1799 D OPTION/NQ Stock Explanation of Responses:
SIGNATURE OF REPORTING PERSON /s/ ROBERT E. FARRELL DATE 02/12/2003 -----END PRIVACY-ENHANCED MESSAGE-----