0001127602-14-004207.txt : 20140204 0001127602-14-004207.hdr.sgml : 20140204 20140204130607 ACCESSION NUMBER: 0001127602-14-004207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY NATIONAL BANCORP CENTRAL INDEX KEY: 0000714310 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222477875 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9733053380 MAIL ADDRESS: STREET 1: 1455 VALLEY RD CITY: WAYNE STATE: NJ ZIP: 07470 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mueller Bernadette CENTRAL INDEX KEY: 0001479130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11277 FILM NUMBER: 14571142 MAIL ADDRESS: STREET 1: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-31 0000714310 VALLEY NATIONAL BANCORP VLY 0001479130 Mueller Bernadette 1455 VALLEY ROAD WAYNE NJ 07470 1 Executive VP, Retail Banking Common Stock 2014-01-31 4 F 0 1933 9.92 D 61143 D Common Stock 2014-01-31 4 A 0 15121 0 A 76264 D Common Stock 117 I Shares held by daughter Common Stock (401k Plan) 2861 D Stock Option/NQ 11.91 2011-11-15 2020-11-15 Common Stock 6602 6602 D Stock Options 18.93 2005-11-16 2014-11-16 Common Stock 3695 3695 D Stock Options 17.54 2006-11-14 2015-11-14 Common Stock 4221 4221 D Stock Options 19.19 2007-11-13 2016-11-13 Common Stock 4020 4020 D Stock Options 14.93 2008-11-14 2017-11-14 Common Stock 3829 3829 D Stock Options 14.24 2009-11-17 2018-11-17 Common Stock 2431 2431 D Adjusted for additional shares acquired through Dividend Reinvestment Plan. Restricted shares granted under the Valley National Bancorp 2009 Long Term Incentive Stock Plan. 7,561 of the shares are time-based with three-year equal vesting beginning at grant date. 7,560 of the shares are subject to performance-based vesting conditions over a three-year performance period, all of which may be forfeited in the event performance conditions are not satisfied. Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan. /s/ M. NASETTE ARANDA, AS ATTORNEY-IN-FACT 2014-02-04